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Colonial Administrative, Judicial & Constitutional Evolution

High-Yield Fact Sheet


📊 High-Yield Data & Statistical Fact Sheet
Cue WordsNotes
List chronological anchors, named actors, institutions, sums and quantitative markers for Dual System through Charter Act 1813, Regulating Act machinery, Nanda Kumar trial, and post-Plassey economic drain.Dual System Anchors (`1765`–`1772`):
  • Treaty of Allahabad (`1765`): Robert Clive set up Dual System in Bengal; administration divided into Nizamat and Diwani.
  • Diwani: Right to collect revenue + civil justice — to East India Company (from Mughal emperor).
  • Nizamat: Police, criminal justice, administrative responsibility — entrusted to Bengal Nawab.
  • Nawabs during Dual System: Nawab-ud-Daulla and Saif-ud-Daull; at end of system — Mubaraq-ud-Daulla.
  • Deputy diwans: Mohammad Reza Khan for Bengal; Raja Sitah Roy for Bihar; Reza Khan also functioned as deputy Nizam.
  • Nawab’s annual grant: Only rupees 50 lakhs — insufficient for administration and public utility.
  • Ended: `1772` by Lord Warren Hastings on orders of Company directors.

Regulating Act 1773 Anchors:

  • Financial crisis: Company paid £400,000 annually to government for monopoly; unable to meet commitments due to loss of tea sales to America since `1768` (Dutch entered American markets); owed money to Bank of England and government; 15 million lbs of tea rotting in British warehouses; forced to apply for loan.
  • Two parliamentary committees: Secret Committee and Select Committee → two Acts: loan of £1,400,000 at 4% interest; and Regulating Act `1773`.
  • Dividends: Limited to 6% until repayment of GB £1.5 Million loan; Court of Directors restricted to four-year terms (one-fourth retire every year; retiring Directors not re-electable).
  • PM: Lord North — overhaul of management; first step toward government control of India without taking power for itself (“Regulating”).
  • Governor-General of Bengal: Warren Hastings elevated; official title Governor of the Presidency of Fort William; office became Governor-General of India only in `1833` (Lord William Bentinck); from `1858` Viceroy and Governor-General till `1947`.
  • Council of Four: Lt-Gen John Clavering, George Monson, Richard Barwell, Philip Francis — only Barwell had previous India experience; term five years; King could dethrone earlier on Court of Directors’ recommendation.
  • Supreme Court Calcutta: Fort William; Chief Justice + three Puisne Judges (barristers of not less than five years standing); appointed by His Majesty; first Chief Justice Sir Elijah Impey (also written Imphey/Imphy in source passages).
  • Nanda Kumar: Alleged bribe sum Rs 3,45,105 (from former Nawab’s wife Munni Begum for zamindari); hanged 5 August `1775` at Kolkata for forgery; Hastings impeached in Commons; House of Lords acquitted April `1795`; Company compensation 4,000 Pounds Sterling annually.
  • Corrective legislation after `1773`: Declaratory Act `1781` (source also notes amending act of `1881` on official-capacity exemption); Pitt’s India Act `1784`; Amendment Act of `1786`.

Warren Hastings Anchors:

  • Career steps: British Resident at Murshidabad `1758` (Clive’s instigation); Governor of Calcutta `1771`; Governor-General from `1773`; resigned `1784` after ten years.
  • `1772`: Court of Directors ordered Company to stand forth as ‘Diwan’ — end of dual government; English Collectors under Board of Revenue at Calcutta.
  • Dastaks: Abolished `1773`; private traders paid duty of 2.5% to Board of Customs.
  • `1780–81`: Revenue and judicial administration in districts entrusted to English officers — nucleus of civil service.
  • Institutions: Madrasa ‘Aliya’ founded `1781` (Aliah University from `2007`); supported Bengal Asiatic Society `1784` (Sir William Jones).

Post-Plassey Drain Anchors:

  • Plassey (`1757`): Sirajuddowla defeated; Mir Jafar puppet; Mir Kasim given Zamindari of Burdwan, Midnapore, Chittagong; Mir Kasim defeated `1763`; Mir Jafar restored; Buxar — Major Hector Munro vs Mir Kasim + Nawab of Oudh + Mughal emperor.
  • Army scale: Company army ~ 1000 Europeans and 59,000 mercenary sepoys; Bengal, Madras, Bombay separate armies until `1895`; C-in-C of whole = commander of Bengal army.
  • Drain figures: By `1756` servants sent home nearly 6 million pounds (more than four times total land revenue of Nawab of Bengal); `1765–1770` nearly 4 million pounds (~ 33% of net revenue of Bengal) as Company’s ‘Investments’; `1766–1767` nearly 5.7 million pounds drained from Bengal to England; early 19th century drain as Investments ~ 9% of India’s national income.
  • Tariffs against Indian goods (Britain): 67.5% on Indian calicos; 37.5% on muslins; over 300% import tax on Indian sugar.

Pitt’s India Act 1784 Anchors:

  • Pitt the Younger: Youngest PM of England `1783` at age 24.
  • Board of Control: Six members — Chancellor of the Exchequer, Secretary of State, four Privy Councillors nominated by King; Secretary of State = President of Board; full access to Company records; powers over civil/military government and revenues; send/alter Governors.
  • Dual control structure: Court of Directors (Company/commercial) + Board of Control (Crown/political); Secret Committee of 3 directors transmitted Board orders to India; dual control continued till `1858`.
  • Council reduced to 3 (one = C-in-C of King’s army in India); GG veto/casting vote; Bombay and Madras deprived of independent powers; Calcutta capital of Company possessions.
  • Act of `1786`: Lord Cornwallis second GG of Bengal; GG power to override council; made C-in-C also; property inventory within two months of joining for civil and military officers.

Charter Acts 1793 & 1813 Anchors:

  • `1793`: Monopoly continued 20 years; dividend to 10%; surplus revenue 5 Lakh British pounds annually to British Government; Commander-in-Chief not member of GG’s council unless specially appointed; “privilege”/“country” trade licences (path to opium shipments to China); Maal Adalats disappeared (revenue divorced from judiciary).
  • `1813` context: Napoleon’s Berlin Decree `1806` and Milan Decree `1807` — Continental System; British traders demanded Asian ports access.
  • `1813` provisions: Crown’s sovereignty expressly asserted; debt reduced; dividend fixed @ 10.5% p.a.; commercial monopoly ended except tea and trade with China; Christian missionaries permitted for moral/religious improvement; Company invest Rs 1 Lakh every year on education of Indians; revival of Indian literature and promotion of science; Lord Minto retired `1813` → succeeded by Lord Hastings (Lord Moira).

Charter Act 1833 Anchors:

  • Also called: Saint Helena Act `1833` / Government of India Act `1833`; another 20-year lease of Company life; commercial business to close entirely (India and China); Europeans permitted to settle freely in India.
  • GG of India: Governor-General of Bengal redesignated Governor-General of India; Lord William Bentinck = First Governor-General of British India; GG-in-Council complete control over civil/military affairs, raising of revenues and expenditure (full financial and administrative centralisation).
  • Council of 4: Number of GG’s council members fixed again to 4 (Pitt’s Act had reduced to 3); 4th member only for legislative purposes — first 4th member Lord Macaulay.
  • Law: First Indian Law Commission under Charter Act `1833`; Macaulay most important member and Chairman; all laws made in India laid before Parliament and known as Acts; Bombay and Madras deprived of legislative powers; exclusive legislative powers to GG for whole of British India; Court of Directors under Board of Control could veto.
  • Sec 87: Merit basis for employment; religion, birth place, race not considered; first Act to freely admit natives to share administration; open competition attempted but negated by Court of Directors’ opposition (they retained appointment privilege).
  • Drain: Company debts taken over by Indian government; shareholders 10.5% dividend on capital out of Indian revenues for next 40 years.
  • Other: Bengal split into Fort William and Agra presidencies — provision never came into effect, suspended later; slavery mitigation directed; Bishops made 3; attention to marriage laws and rights of heads of families while drafting laws.

Utilitarianism & Bentinck Anchors:

  • Core maxim: Jeremy Bentham — “it is the greatest happiness of the greatest number that is the measure of right and wrong”; major work An Introduction to the Principles of Morals and Legislation (`1789`).
  • Key figures: Jeremy Bentham; James Mill (EIC `1819`–`1835`; History of British India — never visited India; periodisation Hindu–Muslim–British); John Stuart Mill (Utilitarianism, Fraser’s Magazine `1861`); David Ricardo (Law of Rent); John Austin (legal theory); Francis Hutcheson; Bishop Richard Cumberland.
  • Bentinck quote to Bentham: “I shall govern in name, but it will be you who govern in fact” (went out as GG `1828`–`1835`).
  • Sati: Bengal Sati Regulation `1829` / Regulation XVII — sati illegal in all jurisdictions of British India; help of Raja Ram Mohan Roy; also Thuggee and Infanticide suppressed.
  • IPC: First drafted by Lord Thomas Macaulay as Law Member of GG’s Executive Council `1834`–`1838` on Benthamite model; Macaulay Minute on Indian Education `1835`.
  • Agrarian: Ricardo Rent Theory → James Mill Indian revenue policy `1819`–`1830` → Ryotwari (measurement/assessment 20 or 30 years) and Mahalwari; anti-zamindar logic; property rights to peasants/cultivators (Madras, Punjab; NW Provinces; Maharashtra).
  • Eric Stokes: Utilitarians’ contemptuous attitude towards landed intermediaries; rent as unearned income belonging to government.

Overview


Overview
Cue WordsNotes
What is the central constitutional and administrative arc from Dual System through Charter Act 1813 for UPSC Mains? Following the Treaty of Allahabad (`1765`), Robert Clive instituted the Dual System in Bengal: the Company held Diwani (revenue and civil justice) while the Nawab retained nominal Nizamat (police and criminal justice), with real power exercised through Indian agents such as Mohammad Reza Khan and Raja Sitah Roy. Power was divorced from responsibility; by `1772` Warren Hastings, on directors’ orders, ended dual government and stood forth as Diwan. Financial crisis of the East India Company — monopoly fee of £400,000, rotting tea stocks, American market loss after `1768`, and a parliamentary loan of £1.4 million — led Lord North and Parliament to pass the Regulating Act `1773`, the first step of British governmental control without takeover: Governor-General of Bengal (Hastings), Council of Four, correspondence oversight, anti-corruption clauses, and India’s first Supreme Court at Calcutta under Sir Elijah Impey. Jurisdictional confusion, council factionalism (Hastings vs Francis), and the Nanda Kumar trial (`1775`) exposed defects later patched by the Declaratory Act `1781`, Pitt’s India Act `1784` (Board of Control vs Court of Directors; dual control till `1858`), and the Act of `1786` (Cornwallis override and C-in-C). The Charter Act `1793` renewed monopoly for 20 years with modest centralising changes; the Charter Act `1813` asserted Crown sovereignty, ended commercial monopoly except tea and China, permitted Christian missionaries, and earmarked Rs 1 Lakh yearly for Indian education. The Charter Act `1833` (Saint Helena Act / Government of India Act `1833`) completed the Company’s transformation into a purely administrative body: trade with India and China abandoned entirely, Governor-General of Bengal redesignated Governor-General of India under Lord William Bentinck, exclusive central legislation, First Law Commission under Lord Macaulay as 4th (legislative) council member, Section 87 merit principle (open competition later negated by Court of Directors), and a 10.5% dividend for 40 years from Indian revenues as a drain component. English Utilitarianism — Jeremy Bentham’s greatest-happiness maxim, James Mill’s EIC career (`1819`–`1835`) and History of British India, David Ricardo’s Rent Theory — supplied the ideological frame for Bentinck’s westernising reforms (Sati Regulation XVII `1829`, Thuggee and Infanticide suppression, English court language, Macaulay Minute `1835`, IPC drafting `1834`–`1838`) and for anti-zamindar agrarian logic favouring Ryotwari and Mahalwari peasant property rights, even as high revenue demands limited agricultural modernisation and paternalist centralisation reduced human warmth between rulers and ruled.

1. Dual System (Diarchy) of Government (17651772)


1. Dual System (Diarchy) of Government (17651772)
Cue WordsNotes
How was Dual System set up after the Treaty of Allahabad and what was the formal division of power?Clive; Nizamat vs Diwani; Fiction of Sovereignty: During Dual System, Nawab-ud-Daulla and Saif-ud-Daull were the Nawabs of Bengal. Following the Treaty of Allahabad (`1765`), Robert Clive set up the dual system of administration in Bengal. Under this system, administration of Bengal was divided into Nizamat and Diwani. Diwani — the right to collect revenue — was given to the East India Company; Nizamat (administrative responsibility) was entrusted to the Bengal Nawab. The British administration acquired the functions of the Diwani or revenue Diwani (Fiscal) from the Mughal emperor. The Diwani was concerned with revenue and civil justice; the Nizamat with police, criminal justice and related functions. Though administration was theoretically divided between Company and Nawab, the whole power was actually in the hands of the Company. Under this system, the fiction of sovereignty of the Mughal emperor and formal authority of the Nawab was maintained.
How did the Company control both Diwani and Nizamat without collecting revenue directly?Deputy Nizam; Reza Khan; Sitah Roy; Indian Agency: As the diwan, the Company was authorised to collect revenues of the province, while through the right to nominate the deputy Nizam (deputy subahdar) it was in a position to control the Nizamat or the police and judicial powers. The deputy subahdar, appointed to help the Nawab, could not be removed without the consent of the Company. At this point of time, the Company was neither willing nor able to collect the revenue directly. Hence it appointed two deputy diwans for exercising diwani functions — (1) Mohammad Reza Khan for Bengal and (2) Raja Sitah Roy for Bihar. Mohammad Reza Khan also functioned as deputy Nizam. In this way, the whole administration of Bengal was exercised through Indian agency, although the actual authority rested with the Company.
BranchConcerned withFormally held byReal control
DiwaniRevenue; civil justiceEast India Company (from Mughal emperor)Company (via deputy diwans)
NizamatPolice; criminal justice; administrationBengal NawabCompany (via nomination of deputy Nizam / deputy subahdar)

2. Merits and Reasons of the Dual Government


2. Merits and Reasons of the Dual Government
Cue WordsNotes
Why did Clive prefer dual government to open annexation from the angle of Indian rulers and European rivals?Decentralisation; Wrath of Indian Rulers Avoided; European Tariff Jealousy: Clive showed his sagacity by following the policy of decentralisation in the matter of the Company’s administration in Bengal. By this policy he could save the British in India from the wrath of the Indian rulers who might have taken drastic steps to oust the British from India had it been done otherwise. By the dual system of Government in Bengal Clive could save the Company from the jealousy of the other European powers like the French, the Dutch and the Portuguese. These European powers would have withdrawn their payment of tariff to the servants of the Company on the event of Clive’s full occupation of Bengal.
Why were Company servants and home authorities unsuited or unwilling to take direct administration in `1765`?Language–Customs Ignorance; Small Numbers; Board of Directors and Parliament: Clive was wise enough not to take upon the administration of Bengal directly. He knew fully well that the servants of the Company were not conversant with the languages, customs, traditions and laws prevailing among the people of Bengal. They would have cut a very sorry figure had they been entrusted with the administration of Bengal in the event of Clive’s occupation of the state. In addition to their ignorance of the task of administration, their number was also too small to manage it. Both the Board of Directors and the British Parliament were not in favour of direct administration in Bengal. Clive did not like to incur displeasure of the home authority by taking over the administration of Bengal directly. By establishing Dual Government in Bengal, Clive showed his honour to the Board of Directors on the one hand and saved the Company from the wrath of British Parliament on the other.
How did Dual Government give the Company power and pelf without administrative responsibility?Power without Hazards; Nawab Held Responsible; Stop-gap Make-shift: The dual Government in Bengal helped the East India Company to remain free from the real responsibility of the administration of Bengal. The English Company got power and pelf by this system of Government by successfully keeping themselves away from the hazards of administration. For every omission and commission in the Government the Nawab of Bengal was to be held responsible. Clive established Dual Government in Bengal because the exigencies of time demanded it. It provided a conducive atmosphere for the growth of British power in India under the prevailing circumstances. Any alternative would have led the Company to disaster. It was a stop-gap arrangement — a make-shift agreement which aimed at tiding over the difficulties confronting the English in `1765`.

3. Demerits of the Dual Government


3. Demerits of the Dual Government
Cue WordsNotes
How did Dual Government divorce power from responsibility and bankrupt Nizamat capacity?Power without Responsibility; Rs 50 Lakh Grant; Lawlessness: The Dual Government of Clive has been criticized in various ways. It led to disastrous results. The administration in Bengal almost collapsed. Power was divorced from responsibility. The British were in possession of power and money whereas the Nawab had neither power nor money. He had only the responsibility of running the administration and taking the blame for any failure. The Nawab failed to manage the administration smoothly with a small annual grant of rupees 50 lakhs only. The Company tried to improve its own lot by the revenue it collected from Bengal, Bihar and Orissa. The Nawab could not do any work of public utility due to paucity of fund. The Nawab also had no power to enforce law. As a result lawlessness prevailed in most parts of Bengal. The cases of theft and robbery increased by leaps and bounds. The common people had to suffer a lot due to want of justice.
How did Dual Government damage agriculture and contribute to the famine of `1770`?No Irrigation; No Agricultural Loans; Famine `1770`: The condition of agriculture in Bengal gradually deteriorated under the Dual Government of Clive. The power of collection of revenue rested in the hands of the Company only. So the Nawab could not make any provision like irrigation for the development of agriculture in Bengal. He also failed to advance loan to the needy farmers due to shortage of fund. The great famine of `1770` was an indirect outcome of the above difficulties. The downfall of agriculture under the Dual Government ultimately led to the downfall of Company’s income due to decrease of revenue collection.
How did Dual Government hit trade, industries, justice and the peasantry through private trade and oppression?Private Trade; Weavers Forced; Biased Judges; Puppet Nawab’s Servants: The poor administration in Bengal led to rapid increase of private trade. The servants of the East India Company carried on trade and commerce privately without paying any tax. They earned a lot of profit out of this illegal trade. On the other hand the merchants of Bengal suffered a lot, because they were over-burdened with tax. Thus the Dual Government dealt a terrible blow to the local trade and commerce. The servants of the Nawab became wayward and oppressive when they came to know that the Nawab was a great puppet in the hands of the English Company. This led to the suffering of the people of Bengal. The Dual Government of Clive was further responsible for the downfall of local industries. The Company’s people forced the local weavers to work exclusively for the Company. Many other small local industries also were brought under the control of the Company. People failed to get proper justice under the Dual system of Government. The judges of the Nawab were influenced by British authority, because the latter played a vital role in their appointment. Thus the judges failed to give impartial verdict which was detrimental to the interest of the public.
What is the overall historical judgment on Dual Government?Failure; Abuses of Power and Corruption: Thus the Dual Government of Clive proved for Bengal a failure. It gave rise to several complications in the administration of Bengal. The absence of responsibility on the part of the Company led to abuses of power and corruption.
DimensionEffect under Dual Government
Power–responsibilityCompany held power and money; Nawab held only blame and duty
Nawab’s meansOnly Rs 50 lakhs annual grant; no public utility works; no law enforcement power
Order & justiceLawlessness; theft and robbery; judges influenced by British in appointment
AgricultureNo irrigation/loans from Nawab; deterioration; famine of 1770 as indirect outcome
TradeUntaxed private trade by Company servants; overtaxed Bengal merchants
IndustryWeavers forced for Company; small industries under Company control
Revenue feedbackAgricultural collapse → fall in Company’s own revenue collection

4. End of Dual System: Transition to Direct Control


4. End of Dual System: Transition to Direct Control
Cue WordsNotes
When and by whom was Dual System ended, and who was Nawab at that moment?Hastings `1772`; Mubaraq-ud-Daulla; Directors’ Orders: This dual system was proved to be unsuccessful and in `1772` it was ended by Lord Warren Hastings on the orders of the directors of the Company. At the time of end of this system Mubaraq-ud-Daulla was the Nawab of Bengal. In `1773`, Warren Hastings became the first Governor-General of Bengal and had administrative powers over all of British India. The arrival of Warren Hastings in Bengal as Governor of the presidency of Fort William in `1772` proved to be a turning point. The same year, the Company was ordered by the Court of Directors to stand forth as ‘Diwan’, which meant the termination of the system of dual government and imposition of an administrative task upon the commercial men — and thus the foundation of the civil service was formally laid.

5. Regulating Act 1773: Causes and Context


5. Regulating Act 1773: Causes and Context
Cue WordsNotes
Why was the East India Company in financial crisis by `1773` and how did Parliament respond?£400,000 Monopoly Fee; American Tea Loss; 15 Million lbs Rotting; Loan £1.4 Million: By `1773`, the East India Company was in dire financial crisis. The Company was important to Britain because it was a monopoly trading company in India and in the east and many influential people were shareholders. The Company paid £400,000 annually to the government to maintain the monopoly but had been unable to meet its commitments because of the loss of tea sales to America since `1768` as the Dutch were able to enter the American markets. The East India Company owed money to both the Bank of England and the government; it had 15 million lbs of tea rotting in British warehouses. The mismanaged finances made the Company almost insolvent and the Company was forced to apply to the British Government for a loan. The East India Company was basically a trading firm that made business over a vast area of India but also maintained an army to protect its interests. PM Lord North decided to start governmental control, as the East India Company had no experience in ruling the few areas it had conquered.
What parliamentary machinery produced the loan Act and the Regulating Act?Secret Committee; Select Committee; Two Acts: The British Parliament appointed two committees: (1) Secret Committee and (2) Select Committee. Based on the recommendations of the two committees two Acts were passed: (1) Granted to the Company a loan of £1,400,000 at 4% interest; (2) Regulating Act, `1773`. Lord North decided to overhaul the management of the East India Company and to provide some form of legal government for the Indian possessions of the East India Company with the Regulating Act `1773`. This was the first step along the road to government control of India. The Act set up a system whereby it supervised (regulated) the work of the East India Company but did not take power for itself. Since the Government in Britain regulated the Company and did not take it over, it was termed “Regulating Act”. The East India Company had a very powerful lobby in Parliament in spite of the financial crises of the Company. The shareholders along with this lobby of Parliament opposed the Act.
What were the eight summarised causes that made the Regulating Act necessary?Eight-Point Summary of Why `1773`: The Regulating Act of `1773` was passed because: (1) Being a trading company, EIC had difficulties in Governance; (2) Address the problem of management of Company in India; (3) Address the problem of corruption; (4) Terrible famine in Bengal; (5) Address the problem of dual system of governance instituted by Lord Clive; (6) To control the Company, which was so far a business entity but now a semi-sovereign political entity in India; (7) Lack of proper judicial administration; (8) Company’s defeat in `1769` at the hands of Hyder Ali.
Cause clusterCore content
Financial£400,000 monopoly fee unmet; American tea loss since 1768; 15 million lbs tea rotting; loan £1.4 m at 4%
AdministrativeTrading firm ruling conquered areas; dual system failures; management problems in India
PoliticalSemi-sovereign entity needing control; Home lobby opposed Act
Moral / socialCorruption; Bengal famine; lack of proper judiciary
MilitaryDefeat by Hyder Ali in 1769

6. Regulating Act 1773: Provisions


6. Regulating Act 1773: Provisions
Cue WordsNotes
How did the Act retain Company possession while subjecting Directors and correspondence to British control?Directors Four-Year Terms; Correspondence to Secretary of State and Treasury; Dividends 6%: The Regulating Act of `1773` permitted the Company to retain its former possessions and power in India but the management was brought under control by the British Government. The directors of the Company were elected for four years. One-fourth of them retired every year and the retiring Directors were not entitled to be elected again. In order to assert Parliament’s control over the Company, the directors were required to place regularly all their correspondence regarding civil and military affairs with the Indian authorities before the secretary of the state in England. All correspondence regarding revenues in India was required to be placed before the Treasury in England. The Act limited Company dividends to 6% until it repaid a GB £1.5 Million loan and restricted the Court of Directors to four-year terms. It prohibited the servants of the Company from engaging in any private trade or accepting presents or bribes from the natives to curb corruption.
How was the Governor-General of Bengal created and what was Hastings’s real official title?Warren Hastings; Madras–Bombay Subsumed; Five-Year Term; Title Clarification: The Act elevated the Governor of Bengal, Warren Hastings, to Governor-General of Bengal and subsumed the presidencies of Madras and Bombay under Bengal’s control. Now, no other presidency could give orders for commencing hostilities with the Indian Princes, declare a war or negotiate a treaty. Now, the Governor General of India and his council of 4 members got a legal status. Their term of office was five years and the King was empowered to dethrone them even earlier on recommendation of the Court of Directors. Commonly we call Warren Hastings as First Governor General of India. But the official title of Warren Hastings was the Governor of the Presidency of Fort William. This office became Governor General of India in `1833` from the times of Lord William Bentinck and in `1858`, when India was taken over by England, it remained Viceroy and Governor-General of India till `1947`.
Who constituted the Council of Four and what powers did the Governor-General-in-Council hold?Clavering, Monson, Barwell, Francis; Superintendence of Bombay and Madras: The Act named four additional men to serve with the Governor-General on the Supreme Council of Bengal: Lt-Gen John Clavering, George Monson, Richard Barwell, and Philip Francis. Barwell was the only one with previous experience in India. These councillors were commonly known as the “Council of Four”. The Governor General in Council was given all the power to govern the Company’s territorial acquisition in India, to administer the revenue of Bengal, Bihar, Orissa and to supervise and control the general civil and military government of the Presidency. The presidencies of Bombay and Madras were placed under the control and superintendence of the Governor General in Council while exercising their power to make war and peace. The Governor General and the Council were to keep the Court of Directors fully informed of all their activities affecting the interests of the Company and they were also to work in entire obedience to the orders and instructions of the Court of Directors.
Office / bodyComposition / ruleFunction
Court of Directors4-year terms; 1/4 retire yearly; no immediate re-electionManagement under parliamentary correspondence rules
Governor-General of BengalWarren Hastings; 5-year term; King may remove earlySuperintendence over Madras & Bombay war/treaty powers
Council of FourClavering, Monson, Barwell, FrancisGG-in-Council governs territories; revenue of Bengal, Bihar, Orissa; civil & military presidency
Anti-corruptionBan on private trade, presents, bribesAimed to curb Company-servant corruption

7. Supreme Court at Calcutta and Jurisdictional Ambiguities


7. Supreme Court at Calcutta and Jurisdictional Ambiguities
Cue WordsNotes
How was India’s first Supreme Court constituted under the Regulating Act?Fort William; Chief Justice + Three Puisne Judges; Sir Elijah Impey: A Supreme Court was established at Fort William at Calcutta. British judges were to be sent to India to administer the British legal system that was used there. This Supreme Court consisted of a Chief Justice and three other regular judges or Puisne Judges, being barristers of not less than five years standing and to be appointed by His Majesty. Sir Elijah Impey was the first Chief Justice. The Supreme Court was the supreme judiciary over all British subjects including the provinces of Bengal, Bihar and Orissa.
What was unclear about the Supreme Court’s relation to the Government of Bengal?Relation to Government; Company Subjected to British Control: There was nothing comprehensible in the Act with regard to the relation of the Supreme Court with the Government of Bengal. The Supreme Court subjected the Company to the control of the British Government.
What was the civil and personal jurisdiction of the Supreme Court?Wide Civil Jurisdiction; Ill-defined ‘British Subjects’: Supreme Court was given very wide jurisdiction. Cases against the Company and corporation of Calcutta were also placed under the Court. Civil jurisdiction covered His Majesty’s subjects or persons employed directly or indirectly by the Company or persons who had voluntarily agreed in writing to refer their disputes to the Supreme Court. Various terms like “British subjects”, “subjects of His Majesty”, “persons employed directly or indirectly in the service of the Company” were used to define the personal jurisdiction of the Supreme Court. The significance of these terms was by no means clearly defined. Supreme Court was also given permission to accept cases against the Governor General and any of his Council members.
What limits applied in criminal jurisdiction and to the GG and Council?Not All Natives; No Arrest of GG/Council; Customs Respected: The Court was not given jurisdiction over all the native Indians residing in Calcutta and within the territory of Bengal, Bihar and Orissa. It was only vested with jurisdiction over all British subjects (though it was not clear who were British subjects — if Calcutta was under British, all residents could be British Subjects?), their servants and the persons employed by the Company. Supreme Court was given permission to accept cases against the Governor General and his council members, but the Court had no power to arrest or imprison any of them in any action. The Supreme Court was also made to consider and respect the religious and social customs of the Indians. Appeals could be taken from the provincial courts to the Governor-General-in-Council and that was the final court of appeal. The rules and regulations made by the Governor General-in-Council were not to be registered with the Supreme Court. Later an amendment in this Act was made (the amending act of `1881` as stated in the source), in which the actions of the public servants of the Company in their official capacity were exempted from the jurisdiction of the Supreme Court.
AspectProvision under Regulating Act framework
SeatFort William, Calcutta
CompositionChief Justice + 3 Puisne Judges; barristers ≥ 5 years; Crown appointment
First CJSir Elijah Impey
Civil reachHis Majesty’s subjects; Company employees (direct/indirect); written submitters; Company & Calcutta corporation
Criminal reachBritish subjects, their servants, Company employees — not all native residents
GG & CouncilSuable, but not arrestable/imprisonable by Court
CustomsReligious and social customs of Indians to be respected
Appeal apex (provincial)Governor-General-in-Council as final court of appeal
RegulationsGG-in-Council rules not to be registered with Supreme Court

8. Assessment of the Regulating Act 1773


8. Assessment of the Regulating Act 1773
Cue WordsNotes
Why is the Regulating Act called the first step of government control, and what did it fail to address for Indians?First Step; Starvation of Revenue-Payers; Regular but Imperfect Footing: There was nothing in the Act which could address the people of India, who were paying revenue to the Company but now were dying in starvation in Bengal, Bihar and Orissa. The Regulating Act of `1773` is called the First step of Government Control in India. From `1773` onwards, the executive and judicial administration of the country was placed on a regular, though imperfect, footing by parliamentary Act.
How did anti-corruption provisions fail in practice under Hastings and the Council factions?Hastings Impeachment; Hastings Group vs Francis Group; Path to Pitt and Cornwallis: Provisions of the Act were also towards stopping corruption but it failed to do so. The major charges were brought against the first Governor General, Warren Hastings, and he was impeached in the trial for corruption. In fact the whole council was divided into two factions based on the corruptions — the Hastings Group and the Francis Group. They fought against each other on the issues of corruption charges alleged on them. Consequently, Pitt’s India Act `1784` was passed to prevent corruption and an uncorrupted person, Lord Cornwallis, was appointed in order to bring a corruption-free environment in the Company.
What structural defects of council decision-making and Supreme Court jurisdiction remained?No GG Veto; Majority Deadlock; Jurisdiction Confusion; Later Correctives: Due to decision of council being by majority, many times decisions could not be taken as per Hastings, as Governor General in Council was first among equals with no veto. This problem was resolved in Pitt’s India Act `1784` by reducing the number of Council members apart from Governor General in Council to three and giving the Governor General the right of casting vote, in case the members present in a meeting of the council shall any time be equally divided in opinion. Also he was given veto power in major decision in Act of `1784`. Another problem was regarding jurisdiction of Supreme Court. There were many confusions regarding its jurisdictions and also on whom its jurisdiction was applicable. Many defects of the Act were removed by the Declaratory Act `1781`, the Pitt’s India Act `1784` and the Amendment Act of `1786`.

9. Nanda Kumar Case


9. Nanda Kumar Case
Cue WordsNotes
What charges linked Nanda Kumar, Munni Begum and Warren Hastings before the Council?Bribe Allegation Rs 3,45,105; Philip Francis Encouragement: This case is an example of corruption, nepotism and injustice during the British era. Raja Nanda Kumar of Bengal was a big Zamindar. In March `1775` he laid a letter before the Council member with charging allegation against Warren Hastings. According to the letter Warren Hastings received bribe from former Nawab’s wife Munni Begum for granting Zamindari. The case was entertained by Sir Philip Francis (he encouraged Nanda Kumar to expose Hastings) and the other members of the Supreme Council of Bengal. The council majority decided that Hastings received a sum of Rs 3,45,105 as bribe and directed him to refund the money in the Company’s treasury; however Warren Hastings could overrule the Council’s charges.
How was Nanda Kumar tried and executed, and what was the outcome of Hastings’s later impeachment?Forgery Charge; Impey; Hanged 5 August `1775`; Lords Acquittal April `1795`: While charges against Warren Hastings were still pending which were subsequently dropped, Nanda Kumar was suddenly arrested at the instance of a Calcutta merchant Mohan Das on a charge of forgery at the instigation of Warren Hastings. Nanda Kumar was tried under Elijah Impey, India’s first Chief Justice, was found guilty and hanged in Kolkata on 5 August `1775` as per statute of British Parliament. Warren Hastings was impeached for crimes and misdemeanour during his time in India in the House of Commons upon his return to England, especially for the alleged judicial killing of Nanda Kumar. The House of Lords finally made its decision on April `1795` acquitting him on all charges. The Company subsequently compensated him with 4,000 Pounds Sterling annually.
What peculiar features made the Nanda Kumar trial controversial?Six Peculiar Features of the Trial:(1) Charge preferred against Raja Nanda Kumar was shortly after he had levelled charges against Warren Hastings. (2) Chief Justice Impey was a close friend of Hastings. (3) Every Judge of the Supreme Court cross-examined the defense witness due to which the whole defense of Nanda Kumar collapsed. (4) After the trial, when Nanda Kumar was held guilty by the court he filed an application for granting leave to appeal to the King-in-Council but the court rejected his application. (5) Nanda Kumar committed the offence of forgery nearly five years ago, i.e. much before the establishment of Supreme Court. (6) Neither under Hindu Law nor under Mohammedan Law was forgery regarded a capital crime.
#Peculiar feature of Nanda Kumar trial
1Charge preferred shortly after he charged Hastings
2CJ Impey close friend of Hastings
3Every Supreme Court judge cross-examined defense witnesses → defense collapsed
4Leave to appeal to King-in-Council rejected
5Alleged forgery ~5 years earlier — before Supreme Court existed
6Forgery not capital under Hindu or Mohammedan Law

10. Practices of Warren Hastings: Foundation of Civil Service


10. Practices of Warren Hastings: Foundation of Civil Service
Cue WordsNotes
How did standing forth as Diwan in `1772` lay the foundation of civil service?Board of Revenue; Collectors; ‘Petty Tyrants’ Characterisation: Accordingly, Englishmen were to be appointed as Collectors in district under the overall control of a Board of Revenue at Calcutta — a weak system, rightly characterized by Hastings as “petty tyrants and heavy rulers of the people”. The foundation of the civil service in the modern sense was, nonetheless, laid down during his regime. Under Hastings’s term as Governor General, a great deal of administrative precedent was set which profoundly shaped later attitudes towards the government of British India.
How did Hastings link language competence, morals and separation of branches to efficient service?Oriental Elite Club; Dastaks Abolished; Revenue vs Commercial Branches: Hastings, having proficiency in Bengali, Urdu and Persian, understood the relationship between an acculturated civil servant and an efficient one and accordingly he emphasized on the creation of an ‘oriental elite club of the civil servants’, competent in Indian languages and responsible to Indian tradition. He made efforts at lifting the moral tone and intellectual standards of servants. Dastaks were abolished in `1773` and those engaged in the private trade had to pay a duty of 2.5% to the Board of Customs. Hastings separated the revenue and commercial branches.
What legal and structural steps constrained gifts and professionalised district administration?Regulating Act Gift Ban; `1780–81` English Officers; Pitt’s Pay Scales: The Regulating Act of `1773` prohibited all officials of the Company, from the Governor-General and his councillors and Chief Justice and other judges of the Supreme Courts, from accepting gifts, donations, gratuity or rewards. If found guilty of doing so, they could be legally convicted by the Supreme Court or the court of the Mayor. In `1780–81`, revenue and judicial administration in districts was entrusted to English officers which was the beginning of the ‘nucleus’ of the civil service with systematization and specialization of functions, essential to such service. By Pitt’s India Act of `1784`, they were provided with definite scales of pay and emoluments.

11. Warren Hastings: Career, Orientalism and Institutions


11. Warren Hastings: Career, Orientalism and Institutions
Cue WordsNotes
What was Hastings’s pre-GG career path from Resident to Governor of Calcutta?Murshidabad `1758`; Governor of Calcutta `1771`; Natural Choice as First GG: In `1758` Hastings was made the British Resident in the Bengali capital of Murshidabad, a major step forwards in his career, at the instigation of Clive. In `1771` he was appointed to be Governor of Calcutta, the most important Presidency. In Britain moves were underway to reform the divided system of government and create a single rule across all of British India with its capital in Calcutta. Hastings was considered the natural choice to be the first Governor General. While Governor, Hastings launched a major crackdown on bandits operating in Bengal which was largely successful.
How did Hastings’s respect for Hindu scripture shape early Company governance and law?Earliest Precedents; Brahmin Advisors; Sanskrit before William Jones: Hastings had a great respect for the ancient scripture of Hinduism and set the British position on governance as one of looking back to the earliest precedents possible. This allowed Brahmin advisors to mould the law, as no English person thoroughly understood Sanskrit until Sir William Jones; it needed to be elucidated by religious commentators who were well-versed in the lore and application.
What institutions did Hastings found or support, and how is his dualistic legacy framed?Madrasa ‘Aliya’ `1781`; Asiatic Society `1784`; Architect vs Anathema: In `1781`, Hastings founded Madrasa ‘Aliya’ (in `2007`, it was transformed into Aliah University by the Government of India, at Calcutta). In `1784`, Hastings supported the foundation of the Bengal Asiatic Society (now the Asiatic Society of Bengal), by the oriental scholar Sir William Jones; it became a storehouse for information and data pertaining to the subcontinent. Hastings’ legacy has been somewhat dualistic as an Indian administrator: he undoubtedly was able to institute reforms during the time he spent as governor there that would change the path that India would follow over the next several years. He did, however, retain the strange distinction of being both the “architect of British India and the one ruler of British India to whom the creation of such an entity was anathema.” He respected Indian customs but was loyal to the British mission. In `1784`, after ten years of service, during which he helped extend and regularise the nascent Raj created by Clive, Hastings resigned.

12. Economic Drain in Bengal after Plassey (Mains Q)


12. Economic Drain in Bengal after Plassey (Mains Q)
Cue WordsNotes
Q: Discuss the causes that led to the economic drain in Bengal following the battle of Plassey.Plassey Collusion; Puppet Nawabs; Buxar Mastery; Plunder as IR Capital: It was through Bengal that the British started their colonization. In `1757`, a historic battle was fought at Plassey in which the British won Bengal, Bihar and Orissa. This was the battle that changed the course, not only of Bengal or India, but of western history as well. This battle would be the beginning of the fall of India and rise of the west, which had been backwaters until then. Robert Clive is noted as the hero to the British of this battle. It was Robert Clive who laid the foundation of British rule in India. Bengal was a strong Mughal province and it would have been quite hard to imagine conquering Bengal from the Mughals, but Robert Clive did the impossible. At that time Nawab Sirajuddowla was the Nawab of Bengal under the Mughal Empire. He had many enemies and rivals within his family who wanted to be the Nawab. The British (Robert Clive) made alliance with these family rivals. The alliance changed the balance of power. Mir Jafar and other generals were bribed and they betrayed Sirajuddowla in battle. A major part of Sirajuddowla’s army never took part in the battle at Plassey. With the mercenary army and using the internal dissension against the Nawab, the British had their biggest victory, the victory at Plassey. After the victory, Sirajuddowla was killed by Miran, son of Mir Jafar. Mir Jafar was made the Nawab of Bengal. He was but a puppet of the British. Soon the British made him abdicate in favour of his son-in-law, Mir Kasim, who gave them the Zamindari of Burdwan, Midnapore and Chittagong districts. Once again the British used internal rivalry to their favour. For some time, the East India Company put up puppet rulers but power virtually lay in their hands. In `1763` Mir Kasim was defeated by the Company and Mir Jafar was restored. The mercenary armies led by Major Hector Munro defeated the alliance of Mir Kasim, Nawab of Oudh and the Mughal emperor at the battle of Buxar. This was another significant victory for the British. After this battle, the East India Company virtually became master of half of North India. These victories paved the way for the drain of wealth from Bengal.
How did Clive’s post-Buxar governorship and Company army structure lock in colonial extraction?Clive Governorship `1765`; Nawab Removed `1772`; 1000 Europeans + 59,000 Sepoys: The Mughal emperor became a virtual prisoner of the British. Clive assumed governorship of Bengal after this in `1765` and in `1772`, became bold enough to remove the Nawab completely and thus turning Bengal (Bengal, Bihar and Orissa) into a British colony, de facto. Of course, technically, it was still not part of the British Empire, since it was under the East India Company. The Company army at this point consisted of 1000 Europeans and 59,000 mercenary sepoys. It was with Indian troops that the British defeated the Mughal emperor and took over Bengal. Bengal, Madras and Bombay continued as separate armies until `1895`. The commander-in-chief of the whole was the commander of the Bengal army. The people of Bengal had been used to tyranny, but had never lived under an oppression so far reaching in its effects, extending to every village market and every manufacturer’s loom. They had been used to arbitrary acts from men in power, but had never suffered from a system which touched their trades, their occupations, their lives so closely. The springs of their industry were stopped, the sources of their wealth dried up.
What quantitative markers and tariff policy explain plunder, deindustrialisation and the ruin of Muslin?6 Million / 4 Million / 5.7 Million / 9%; Calico–Muslin–Sugar Tariffs; Thumbs of Weavers: From the very beginning in `1757`, when Sirajuddowla was defeated, the British plundered Bengal and this plunder directly contributed to the industrial revolution in England. The plunder from Bengal was invested in the new British industries while the loss of capital and fall of demand of Bengal goods combined and caused the final ruin of Bengal. By `1756` the English East India Company’s servants sent home nearly 6 million pounds; this amount is more than four times the total land revenue collection of the Nawab of Bengal. By `1765–1770` the English East India Company sent out nearly 4 million pounds worth of goods or about 33% of the net revenue of Bengal, in the form of the Company’s ‘Investments’. From `1766` to `1767` nearly 5.7 million pounds are drained from Bengal to England. In the early 19th Century the drain of wealth from India to Britain in the form of the English East India Company’s ‘Investments’ constitutes nearly 9% of India’s national income. The British Parliamentary Select Committee of `1812` was appointed to discover how they (Indian manufactures) could be replaced by British manufactures, and how British industries could be promoted at the expense of Indian industries. The British in Bengal collected tax without having any responsibility for the country. In `1813`, the British decided that India should no longer be an industrial nation (which it had been a leader since the earliest records) but an agricultural nation and colony of an industrialised England. British goods were sold in India and Indian goods were gradually replaced. The trade was made one way. Britain no longer wanted to import from India but only export to India. To discourage Indian exports Indian goods were taxed heavily: tax of 67.5% was levied on Indian calicos and a tax of 37.5% was levied on muslins on entry into Britain. Over 300% import tax was placed on Indian sugar. Possession of Indian imported goods in England such as cotton items were fined heavily to further hurt the Indian industry. While massive industrialization began in Britain, Bengal (and the rest of India) was de-industrialized. Indian exports were slowly being stifled, with that its economy. Bengal was hurt tremendously since it was an exporting province. They took raw materials from Bengal and sold industrial products from Britain back to the Bengali people. The Muslin still caused a threat for sale of British fabric and so the weavers were forced to stop producing Muslin or passing on their skill to their children. To enforce these, thumbs of the weavers were cut off. Muslin was the softest fabric ever produced. 20 meter length of Muslin fabric could be folded into a matchbox… today it survives in museums only. Muslin production began thousands of years ago and survived various foreign invaders in Bengal. However, it did not survive the British colonial period. In Bengal a new fabric is now called Muslin, but is not the Muslin of history. Under such conditions as imposed by the British, Bengal, once one of the richest, collapsed and is since one of the poorest regions in the world.
Q: How did the East India Company become de jure power in India?Question Framed in Source (Answer Body Not Supplied in Chunk 1): The source poses the Mains question — “How did the east India company become de jure power in India?” — as the transitional hinge from Dual System / post-Plassey plunder narrative into the constitutional Acts sequence beginning with Pitt’s India Act. Chunk 1 does not supply a separate model answer body for this question beyond the surrounding constitutional narrative (Regulating Act as first step of government control; Pitt’s dual control; Charter Acts asserting Crown sovereignty).
MarkerFigure / rule
Servants’ remittances by 1756~ 6 million pounds (> 4× Nawab’s total land revenue)
Company ‘Investments’ 1765–70~ 4 million pounds (~ 33% of net Bengal revenue)
Drain 1766–67~ 5.7 million pounds Bengal → England
Early 19th c. Investments drain~ 9% of India’s national income
Import tax on Indian calicos (Britain)67.5%
Import tax on muslins37.5%
Import tax on Indian sugar> 300%
Company army (post-Buxar frame)1000 Europeans + 59,000 sepoys

13. Pitt’s India Act 1784


13. Pitt’s India Act 1784
Cue WordsNotes
Why was Pitt’s India Act enacted and what systemic shift did it introduce?Pitt the Younger; Shortcomings of `1773`; Dual Control till `1858`:Pitt the Younger became the youngest Prime Minister of England in `1783` at the age of 24. Pitt was an outstanding administrator who worked for efficiency and reform, bringing in a new generation of outstanding administrators. The East India Company Act `1784`, also known as Pitt’s India Act, was an Act of the Parliament of Great Britain intended to address the shortcomings of the Regulating Act of `1773` by bringing the East India Company’s rule in India under the control of the British Government. British Government enacted the Regulating Act in `1773` to control the activities of the Company. The Act set up a system whereby it supervised (regulated) the work of the Company but did not take power for itself. The Act had proven to be a failure within a few years and the British government decided to take a more active role in the affairs of the Company. Pitt’s India Act established the system of dual control of India by the government of Great Britain and the British East India Company. These changes continued till `1858`.
How were political and commercial functions differentiated and how was the Board of Control constituted?Board of Control of Six; President = Secretary of State; Full Access to Records: With the Pitt’s India Act of `1784`, East India Company’s political functions were differentiated from its commercial activities. In political matters, the Company which was till now working as somewhat sovereign was made directly subordinate to the British government. To enable this, a Board of Commissioners was created, which was called Board of Control. Six people viz. the Chancellor of the Exchequer, the Secretary of State, and four Privy Councillors, nominated by the King were the members of this Board of Control. The Secretary of the State was entitled as the President of the Board of Control. This Board of Control was empowered to control all matters of civil or military government or revenues. The board was given full access to the Company’s records. It had the powers to send Governors to India and full authority to alter them.
What was the result of creating the Board of Control for the Company–Crown relationship?Court of Directors vs Board; Secret Committee of Three; Veiled Power: The Pitt’s India Act actually provided for a joint government of the Company and British Crown in India. So now, the fate of Indian people would be decided by the Company and the British Government (indirectly). The Company was to be represented by the Court of Directors and the Crown was represented by the Board of Control. There was a secret committee of the 3 directors, which had to transmit the orders of the Board to India. This Secret Committee was to work as a link between the Board of Control and the Court of Directors. The Board of Control had no independent executive power. It had no patronage. Its power was veiled. It had access to all the Company’s papers and its approval was necessary for all dispatches that were not purely commercial, and in case of emergency the Board could send its own draft to the Secret Committee of the Directors to be signed and sent out in its name.
How did Pitt’s Act reshape the Governor-General-in-Council and presidency hierarchy?Council of Three; Casting Vote/Veto; Calcutta Capital; Act of `1786` Cornwallis: The Governor General’s council was now reduced to 3 members, one of whom was to be the commander-in-chief of the King’s army in India. The governor-general, a crown appointee, was authorised to veto the majority decisions. The Governor General was given the right of casting vote, in case the members present in a meeting of the council shall any time be equally divided in opinion. The Governors of Presidencies of Bombay and Madras were deprived of their independent powers and Calcutta was given greater powers in matters of war, revenue, and diplomacy, thus Calcutta becoming in effect the capital of Company possessions in India. The Governor General Council was now under indirect control of the British Government through the Board of Control. By a supplementary act passed in `1786` Lord Cornwallis was appointed as the second governor general of Bengal, and he then became the effective ruler of British India under the authority of the Board of Control and the Court of Directors. Act of `1786`: Governor General given the power to over-ride the council and was made Commander-in-Chief also.
What property-disclosure rule targeted corruption under the new constitution?Full Inventory within Two Months; Severe Punishment; Constitution till `1858`: All civil and military officers of the East India Company were ordered to provide the Court of Directors a full inventory of their property in India and in Britain within two months of their joining their posts. Severe punishment was provisioned for corrupt officials. The constitution set up by Pitt’s India Act did not undergo any major changes until the end of the Company’s rule in India in `1858`.
InstitutionRepresentedPowers / features
Board of ControlBritish Crown6 members (Chancellor of Exchequer, Secretary of State as President, 4 Privy Councillors); civil/military/revenue control; access to records; send/alter Governors; approval of non-commercial dispatches; emergency drafts via Secret Committee; no independent executive power; no patronage; veiled power
Court of DirectorsCompanyCommercial side; Secret Committee of 3 transmits Board orders
GG-in-CouncilCrown appointee + 3 (incl. C-in-C)Veto; casting vote on tie; superintendence of Bombay & Madras; war, revenue, diplomacy centred at Calcutta
Duration of dual controlTill 1858

14. Assessment of Pitt’s India Act 1784


14. Assessment of Pitt’s India Act 1784
Cue WordsNotes
What defects of the Regulating Act did Pitt’s Act remove, and why was the Act still deemed a failure?GG Supremacy; Easier Majority; Nebulous Boundaries; Nepotism Allegation: This Act removed many faults of Regulating Act `1773`. It ended an inappropriate division of authority in India by making the Governor-General supreme over the subordinate governments of Bombay and Madras. By reducing Governor General Council’s members to three, it removed one of the shortcomings of Regulating Act `1773`, as now Governor General found it easier to get majority in any decision and in case of tie, he had final say. The Act was deemed a failure. This was because very soon it became apparent that the boundaries between government control and the Company’s powers were nebulous and highly subjective. The Act was a naive one; it divided the responsibility between the Board of Control, Court of Directors and the Governor General in Council but again, no boundaries could be fixed as the matter was subjective and not objective. The British Government felt obliged to respond to humanitarian calls for better treatment of local peoples in British-occupied territories. The Board of Control was alleged for nepotism.

15. Charter Act of 1793


15. Charter Act of 1793
Cue WordsNotes
What was the political character of the Charter Act of `1793` and how long was monopoly renewed?Minimal Trouble; Minimal Changes; Monopoly +20 Years: The East India Company Act `1793`, or Charter Act of `1793`, was an Act of the Parliament of Great Britain which renewed the charter issued to the British East India Company (EIC), and continued the Company’s rule in India. In contrast with legislation concerning British India proposed in the preceding two decades, the `1793` Act “passed with minimal trouble”. The Act made only fairly minimal changes to either the system of government in India or British oversight of the Company’s activities. Company’s trade monopoly was continued for a further 20 years. The Company’s charter was next renewed by the Charter Act of `1813`.
What were the key provisions of the Charter Act of `1793`?Sovereignty on Behalf of Crown; 10% Dividend; £5 Lakh Surplus; Override; Country Trade; Maal Adalats:(1) The Act recognized the Company’s political functions and clearly established that the “acquisition of sovereignty by the subjects of the Crown is on behalf of the Crown and not in its own right.” (2) The Company was allowed to increase its dividend to 10%. (3) Salaries for the staff and paid members of the Board of Control were also now charged to the Company. (4) A provision in the Charter Act of `1793` was made that the Company, after paying the necessary expenses, interest, dividend, salaries, etc. from the Indian Revenues will pay 5 Lakh British pounds annually out of the surplus revenue to the British Government. (5) The Governor-General was granted extensive powers over the subordinate presidencies. (6) Governor General was empowered to disregard the majority in the Council in special circumstances. Thus more powers were entrusted in him. The Governor General and respective governors of the other presidencies could now override the respective councils, and the commander in chief was not now the member of Governor General’s council, unless he was specially appointed to be a member by the Court of Directors. (7) Royal approval was mandated for the appointment of the Governor-General, the governors, and the Commander-in-Chief. (8) Senior officials were forbidden from leaving India without permission. If a high official departed from India without permission, it was to be treated as resignation. (9) The EIC was empowered to grant licences to both individuals and Company employees to trade in India (known as the “privilege” or “country” trade), which paved the way for shipments of opium to China. (10) This Act reorganized the courts and redefined their jurisdictions. The revenue administration was divorced from the judiciary functions and this led to disappearing of the Maal Adalats.
#Provision of Charter Act 1793
1Sovereignty acquired by Crown’s subjects is on behalf of the Crown, not in Company’s own right
2Dividend raised to 10%
3Board of Control salaries charged to Company
4£5 lakh annual surplus from Indian revenues to British Government
5GG extensive powers over subordinate presidencies
6GG (and presidency governors) may override councils in special circumstances; C-in-C not council member unless specially appointed
7Royal approval for GG, governors, C-in-C
8Leaving India without permission = resignation
9“Privilege”/“country” trade licences (path to opium to China)
10Courts reorganized; revenue divorced from judiciary; Maal Adalats disappear

16. Charter Act of 1813


16. Charter Act of 1813
Cue WordsNotes
What European commercial crisis forced the opening of Indian trade against Company monopoly claims?Berlin `1806` & Milan `1807`; Continental System; Licence Compromise: Napoleon Bonaparte had put in place the Berlin decree of `1806` and Milan Decree of `1807` which forbade the import of British goods into European countries allied with or dependent upon France, and installed the Continental System in Europe. These circumstances posed hardships to British traders, and they demanded entry to the ports of Asia and dissolve the monopoly of the East India Company. But the East India Company clamored that its political authority and commercial privileges cannot be separated. The controversy was later resolved by allowing all the British merchants to trade with India under a strict license system. The East India Company Act `1813`, also known as the Charter Act of `1813`, was an Act of the Parliament of the United Kingdom which renewed the charter issued to the British East India Company, and continued the Company’s rule in India. Company’s trade monopoly was continued for a further 20 years in the residual sense that the charter was next renewed by the Charter Act of `1833` — while commercial monopoly as such was ended except for tea and China (see provisions below).
What were the key constitutional, commercial, fiscal and cultural provisions of the Charter Act of `1813`?Crown Sovereignty; Monopoly Except Tea & China; Missionaries; Rs 1 Lakh Education:(1) The Act expressly asserted the Crown’s sovereignty over British India. The Charter Act of `1813`, for the first time explicitly defined the constitutional position of the British territories in India. (2) This Act regulated the Company’s territorial revenues and commercial profits. The Company debt was to be reduced and dividend was fixed @ 10.5% per annum. (3) This Act also empowered the local governments to impose taxes on the persons subject to the jurisdiction of the Supreme Court. (4) The Company’s commercial monopoly was ended, except for the tea trade and the trade with China. Reflecting the growth of British power in India. (5) This Act also made provisions to grant permission to the persons who wished to go to India for promoting moral and religious improvements (Christian Missionaries). (6) The power of the provincial governments and courts in India over European British subjects was also strengthened. (7) Financial provision was made to encourage a revival in Indian literature and for the promotion of science. (8) There was also a provision that Company should invest Rs 1 Lakh every year on the education of Indians. Lord Minto retired in `1813`. He was succeeded by Lord Hastings also known as Lord Moira.
#Provision of Charter Act 1813
1Crown’s sovereignty expressly asserted; constitutional position of British territories defined
2Territorial revenues & commercial profits regulated; debt reduction; dividend 10.5% p.a.
3Local governments may tax persons under Supreme Court jurisdiction
4Commercial monopoly ended except tea and China trade
5Christian missionaries allowed for moral/religious improvement
6Provincial governments & courts strengthened over European British subjects
7Finance for revival of Indian literature and promotion of science
8Company invests Rs 1 Lakh/year on education of Indians
Lord Minto retires 1813 → Lord Hastings (Lord Moira)

17. Pillars of British Administration (Civil Services, Judiciary, Police, Army)


17. Pillars of British Administration (Civil Services, Judiciary, Police, Army)
Cue WordsNotes
How did Civil Services evolve from Hastings–Cornwallis foundations to competitive recruitment and PSCs?Cornwallis Code; Charter Act `1853`; Aitchison; Lee Commission: Civil Services were founded by Warren Hastings and structured by Lord Cornwallis (“Father of Civil Services in India”). The Cornwallis Code (`1793`) separated revenue administration from judicial authority and raised salaries to prevent corruption. The Charter Act `1853` introduced open competitive examination (abolished patronage). The Aitchison Commission (`1886`) divided services into Imperial, Provincial, and Subordinate. The Lee Commission (`1924`) recommended establishment of Federal Public Service Commission.
How was the traditional judicial system replaced by common-law courts and High Courts?Hastings Adalats; Cornwallis Circuits; Macaulay Codes; High Courts Act `1861`: The traditional Mughal qazi/panchayat system was replaced with uniform common law courts. Warren Hastings established District Diwani Adalat (Civil) and Faujdari Adalat (Criminal). Cornwallis set up Circuit Courts; Indian Law Commission appointed under Macaulay (`1833`) leading to Indian Penal Code (IPC `1860`) and CrPC (`1861`). The High Courts Act `1861` established High Courts at Calcutta, Bombay, and Madras.
How were Police and Army reorganized for colonial control?Thanadar–SP System; Police Act `1861`; Martial Races Post-`1857`:Police: Cornwallis created Thanadar system under District Superintendent of Police (SP). Police Act `1861` established regular provincial police force. Army: Maintained internal security and British imperial expansion in Asia/Africa. Post-`1857` reorganized on “Martial & Non-Martial Races” theory to prevent united uprisings.

18. Charter Act of 1833 (Saint Helena Act / Government of India Act 1833)


18. Charter Act of 1833 (Saint Helena Act / Government of India Act 1833)
Cue WordsNotes
Why was the Charter renewed in `1833` and on what commercial condition?20-Year Lease; End of All Commercial Trade; Free European Settlement: The Saint Helena Act `1833` or The Government of India Act `1833` or The Charter Act of `1833` is an Act of the Parliament of the United Kingdom and it gave another lease of life to the Company for next 20 years. The 20 years renewal of the charter in `1813` ran out in `1833`. This was the time for the government to do a careful assessment of the functioning of the company in India. The charter was renewed for another 20 years, but the company was asked to close its commercial business. Thus, this time the charter was renewed on the condition that Company should abandon its trade entirely, alike with India and China, and permit Europeans to settle freely in India.
How did the Act remake India as a British colony and the GG as Governor-General of India?Trust for His Majesty; Purely Administrative Body; Bentinck First GG of India; Centralisation; 4th Law Member Macaulay: The charter act of `1813` legalized the British colonization of India and the territorial possessions of the company were allowed to remain under its government, but were held “in trust for his majesty” for the service of Government of India. The Act of `1833` ended the activities of the British East India Company as a commercial body and it became a purely administrative body. In particular, the company lost its monopoly in China and also the trade of tea which it enjoyed with Charter act of `1813`. It redesignated the Governor-General of Bengal as the Governor-General of India. Thus with Charter Act of `1833`, Lord William Bentinck became the “First Governor General of British India”. The Governor-General in council was given the power to control, superintend and direct the civil and military affairs of the Company. Central government was to have complete control over raising of revenues and expenditure — i.e. all financial and administrative powers were centralized in the hands of Governor General-in-Council. The number of the members of the Governor General’s council was again fixed to 4, which had been reduced by the Pitt’s India act to 3. However, certain limits were imposed on the functioning of the 4th member. The 4th member was NOT entitled to act as a member of the council except for legislative purposes. First fourth person to be appointed as the member of the Council was Lord Macaulay.
What happened to the proposed Bengal split and to presidency legislative powers?Fort William & Agra Suspended; Exclusive GG Legislation; Directors’ Veto: The Charter Act of `1833` provided for splitting the Presidency of Bengal into two presidencies which were to be known as Presidency of Fort William and Presidency of Agra. But this provision never came into effect, and was suspended later. It deprived the Governors of Bombay and Madras of their legislative powers. The Governor General was given exclusive legislative powers for the whole of British India. Governor-General-in-Council could repeal, amend or alter any laws or regulations including all persons (whether British or native or foreigners), all places and things in every part of British territory in India, for all servants of the company, and articles of war. However, the Court of Directors acting under the Board of control could veto any laws made by the Governor-General-in-Council.
How did the Act attempt to codify Indian law and what was the First Law Commission?Laws as Acts; First Indian Law Commission; Macaulay Chairman: The charter act of `1833` is considered to be an attempt to codify all the Indian Laws. The British parliament as a supreme body retained the right to legislate for the British territories in India and repeal the acts. The act of `1833` provided that all laws made in India were to be laid before the parliament and were to be known as Acts. In a step towards codifying the laws, the Governor-General-in-Council was directed under the Charter act of `1833` to set up an Indian law Commission. First Indian Law Commission: set up by the Charter act of `1833` and Lord Macaulay was its most important member and Chairman. The objectives of the law commission were to inquire into the Jurisdiction, powers and rules of the courts of justice, police establishments, existing forms of judicial procedure, nature and operation of all kinds of laws. It was directed that the law Commission shall submit its report to the Governor General-in council and this report was to be placed in the British parliament.
What did Section 87 promise for Indians in government service, and why did open competition fail?Merit; Race/Religion Irrelevant; Open Competition Negated by Directors: Section 87 of the Charter Act of `1833` declared that merit was to be the basis for employment in Government Services and the religion, birth place, and race of the candidates were not to be considered in employment. This policy was not seen in any other previous acts. So the Charter act of `1833` was the first act which provisioned to freely admit the natives of India to share an administration in the country. It attempted to introduce a system of open competitions for the selection of civil servants. However this provision was negated after opposition from the Court of Directors who continued to hold the privilege of appointing Company officials.
What social-religious, ecclesiastical and drain provisions completed the Act?Slavery Mitigation; 3 Bishops; 10.5% Dividend for 40 Years: This act also directed the Governor General-in-Council to adopt measures to mitigate the state of slavery persisting in India. The Governor General-in-Council was also directed to pay attention to laws of marriage, rights and authorities of the heads of the families, while drafting any laws. The number of British residents was increasing in India. The charter act of `1833` laid down regulation of establishment of Christian establishments in India and the number of Bishops was made 3. The debts of the Company were taken over by the Indian government which agreed to pay its shareholders a 10.5% dividend on their capital out of the Indian revenues for the next 40 years. This added to the burden of India and proved to be an important component of drain of wealth.
#Provision clusterCore content
1Commercial endTrade abandoned entirely with India and China; Company purely administrative; tea and China monopoly of 1813 lost
2GG of IndiaBengal GG redesignated GG of India; Bentinck first GG of British India; full civil/military and revenue centralisation
3Council of 44 members restored; 4th only for legislation; first = Lord Macaulay
4Bengal splitFort William + Agra presidencies proposed — never effective; suspended
5Exclusive legislationBombay & Madras lose legislative powers; GG laws for all persons/places; Directors under Board may veto
6CodificationLaws laid before Parliament as Acts; First Law Commission (Macaulay Chairman)
7Sec 87Merit employment; open competition attempted, negated by Court of Directors
8Slavery / family lawMitigate slavery; attend to marriage and heads of families when drafting laws
9BishopsChristian establishments regulated; Bishops = 3
10DrainCompany debts on Indian government; 10.5% dividend 40 years from Indian revenues

19. English Utilitarianism: Doctrine, Growth and Effects


19. English Utilitarianism: Doctrine, Growth and Effects
Cue WordsNotes
What is utilitarianism and who were its classical English contributors?Greatest Happiness; Consequentialism; Bentham and J.S. Mill: Utilitarianism is a theory in ethics holding that the moral action is the one that maximizes utility. Utility is defined in various ways, including as pleasure, economic well-being and the lack of suffering. Utilitarianism is a form of consequentialism, which implies that the consequences of an action are of moral importance. Classical utilitarianism’s two most influential contributors are 19th century English philosophers and economists Jeremy Bentham and John Stuart Mill. Bentham, who takes happiness as the measure for utility, says, “it is the greatest happiness of the greatest number that is the measure of right and wrong”. Utilitarianism is an effort to provide an answer to the practical question “What ought a man to do?” Its answer is that he ought to act so as to produce the best consequences possible.
How did classical English Utilitarianism grow from earlier moral philosophy into philosophical radicalism?Cumberland; Hutcheson; Moral Arithmetic; Philosophical Radicalism; Disciples: English Utilitarianism was an offshoot of the western liberal ideas. In the history of English philosophy, Bishop Richard Cumberland, a 17th-century moral philosopher, was the first to have a Utilitarian philosophy. A generation later, however, Francis Hutcheson, a British theorist, more clearly held a Utilitarian view. He not only analyzed that action as best that “procures the greatest happiness for the greatest numbers” but proposed a form of “moral arithmetic” for calculating the best consequences. Bentham believed that an individual in governing his own actions would always seek to maximize his own pleasure and minimize his own pain. For Bentham, the greatest happiness of the greatest number would play a role primarily in the art of legislation, in which the legislator would seek to maximize the happiness of the entire community. By laying down penalties for mischievous acts, the legislator would make it unprofitable for a man to harm his neighbour. Bentham’s major philosophical work, An Introduction to the Principles of Morals and Legislation (`1789`), was designed as an introduction to a plan of a penal code. With Bentham, Utilitarianism became the ideological foundation of a reform movement, later known as “philosophical radicalism,” that would test all institutions and policies by the principle of utility. Bentham attracted as his disciples a number of younger (earlier 19th century) men. They included David Ricardo, who gave classical form to the science of economics; John Stuart Mill’s father, James Mill; and John Austin, a legal theorist. James Mill argued for representative government and universal male suffrage on Utilitarian grounds; he and other followers of Bentham were advocates of parliamentary reform in England in the early 19th century. John Stuart Mill was a spokesman for women’s suffrage, state-supported education for all, and other proposals that were considered radical in their day. He argued on Utilitarian grounds for freedom of speech and expression and for the noninterference of government or society in individual behaviour that did not harm anyone else. Mill’s essay “Utilitarianism,” published in Fraser’s Magazine (`1861`), is an elegant defense of the general Utilitarian doctrine and perhaps remains the best introduction to the subject. In it Utilitarianism is viewed as an ethics for ordinary individual behaviour as well as for legislation.
What were the effects of utilitarianism on law, politics and economic policy?Punishment vs Retribution; Democracy or Authoritarianism; Laissez-faire then Intervention: The influence of Utilitarianism has been widespread, permeating the intellectual life of the last two centuries. Its significance in law, politics, and economics is especially notable. The Utilitarian theory of the justification of punishment stands in opposition to the “retributive theory” according to which punishment is intended to make the criminal pay for his crime. According to the Utilitarian, the rationale of punishment is entirely to prevent further crime by either reforming the criminal or protecting society from him and to deter others from crime through fear of punishment. In its political philosophy Utilitarianism bases the authority of government and the sanctity of individual rights upon their utility, thus providing an alternative to theories of natural law, natural rights, or social contract. What kind of government is best thus becomes a question of what kind of government has the best consequences. Generally, Utilitarians have supported democracy as a way of making the interest of government coincide with the general interest; they have argued for the greatest individual liberty compatible with an equal liberty for others on the ground that each individual is generally the best judge of his own welfare; and they have believed in the possibility and the desirability of progressive social change through peaceful political processes. With different factual assumptions, however, Utilitarian arguments can lead to different conclusions. If the inquirer assumes that a strong government is required to check man’s basically selfish interests and that any change may threaten the stability of the political order, he may be led by Utilitarian arguments to an authoritarian or conservative position. In economic policy, the early Utilitarians had tended to oppose governmental interference in trade and industry on the assumption that the economy would regulate itself for the greatest welfare if left alone; later Utilitarians, however, lost confidence in the social efficiency of private enterprise and were willing to see governmental power and administration used to correct its abuses. As a movement for the reform of social institutions, 19th-century Utilitarianism was remarkably successful in the long run. Most of their recommendations have since been implemented and Utilitarian arguments are now commonly employed to advocate institutional or policy changes.

20. James Mill’s Utilitarianism and British Imperialism in India


20. James Mill’s Utilitarianism and British Imperialism in India
Cue WordsNotes
How did James Mill apply utilitarianism to justify British rule in India?EIC `1819`–`1835`; History of British India; Hindu–Muslim–British Periodisation: Throughout the years of his involvement in the colonial administration of India from `1819`–`1835` in the East India Company, James Mill persistently held a conviction that India needed enlightenment and progress. Mill applied his utilitarianism and theory of progress to justify the British rule in India. Before taking up the post in the East India Company in `1819`, Mill wrote a history book named History of British India (he never visited India). James Mill condemned Indian culture as irrational and inimical to human progress. Mill first formulated a periodization of Indian history into Hindu, Muslim, and British periods. He wrote: “India would progress and the Indians would be able to have more happiness under British rule than when they were governed by their native kings. Thus, if only the benefits which the Indians would gain from British rule were taken into account, it was desirable for the British to rule the Indians. However, whether the British should take a total control of India depended on whether there would be an overall utility or disutility.” Mill believed that from the utilitarian perspective, there would be an overall utility if the British kept British India, which included the provinces of Bengal, Bombay, and Madras, and if the British extended their rule to the remaining parts of India.
Under what paternalistic attitudinal context did English Utilitarianism take roots in India?Despotic Rulers; Archaic Economy; Superstition; Laboratory for Theories; Bentinck’s Chain of Authority: The English Utilitarianism in India took roots under such paternalistic attitudinal context. They saw Indian people held in bondage by despotic rulers, archaic economic relations, and by religion steeped in superstition. So, they set about to reform the Indians and the colonial system. Freethinking utilitarians — followers of Jeremy Bentham and John Stuart Mill — who were influential in the company’s service, who wished to use India as a laboratory for their theories, and who thought Indian society could be transformed by legislation. Bentinck’s administrative reforms were in line with utilitarian theory but with deference to local conditions and in harmony with his own military sense of command. In Bengal the collector was made the real head of his district by the addition of civil judgeship to his magistracy; he was also disciplined by the institution of commissioners to superintend him. The judiciary was overhauled with the same eye to a chain of authority.

21. Mains Q: Paternalism, Utilitarianism and Loss of Human Warmth


21. Mains Q: “Sprung from Paternalism the English Utilitarian Philosophy as introduced India rejected its human warmth between rulers and the ruled.” Comment.
Cue WordsNotes
How did utilitarian philosophy justify colonial paternalism?Bentham Genesis; Greatest Happiness; Colonisation till Maturity for Self-Government: The utilitarian philosophy, born in the atmosphere of British liberalism and as an offshoot of the western liberal ideas, had impact on the British administration in India. The English Utilitarianism owed its genesis to the ideas of Jeremy Bentham. Bentham preached that the ideal of human civilisation was to achieve the greatest happiness of the greatest number. He argued that good laws and efficient administration were the most effective agents of change and ideas of rule of laws was necessary precondition for improvement. The utilitarian philosophy justified colonisation by arguing that paternalistic colonial governance of indigenous people are required until they matured and acceded to rational thought and self government. The pursuit of colonial people’s own welfare and happiness defined in utilitarian terms was invoked to justify colonisation. Indian civilization was branded by British as backward. The Englishmen took on themselves the task of taking India on course of modernity. Indians were to be taught the virtues of self-government. The English Utilitarianism in India took roots under such paternalistic attitudinal context. They saw Indian people held in bondage by despotic rulers, archaic economic relations, and by religion steeped in superstition. So, they set about to reform the Indians and the colonial system.
In which three key areas did utilitarians intervene, and how did paternalism destroy human warmth?Landed Property, Law, Administration; Despotic Centralisation; Heavy-Handed Bentinck; Ryotwari Suffering: The three key areas they were especially interested in were the landed property, the law and the administration. They favoured doing away with permanent settlement and gave their weight to the Ryotwari system. Macaulay was appointed to organize the innumerable laws into easily intelligible codes (Thus came IPC). British took many steps in paternal manner to apply utilitarianism. For example: British passed several legislations (e.g. Ban on Sati), codified laws, gave importance to ryotwari system of land revenue etc. The paternalism in utilitarianism involved restrictions on the rights of individuals in order to protect and reform them. This caused loss of human warmth between rulers and the ruled. English Utilitarian’s ideas of strong, efficient and centralised administration gave almost despotic power to the government. This was without human warmth in the relations between the ruler, whereas humans constituted the centre point of the libertarism of which utilitarianism was important part. For example: Bentinck’s administrative reforms were in line with utilitarian theory but with deference to local conditions and in harmony with his own military sense of command. He applied utilitarian principle in heavy hand manner without taking the consideration of people. Ryotwari system derived from utilitarianism also caused sufference of peasants.

22. Global Happiness, Foreign Rule and Extension of Dominion (James Mill)


22. Global Happiness, Foreign Rule and Extension of Dominion (James Mill)
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How did Mill link global happiness to enlightenment of non-European peoples, especially Indians?Civilized in Utilitarian Sense; Half-Civilized Asia; Caste Multiplication as Ceiling; Settlement of Englishmen: Throughout his life Mill’s ultimate concern was the happiness of humankind as a whole, or global happiness. Global happiness will be obtained if all races of peoples of the globe are ‘civilized’ in the utilitarian sense. Mill had a conviction that all non-European peoples would become ‘civilized’ if the European knowledge, arts, manners, and institutions were diffused to them. Mill was particularly concerned with how to bring enlightenment to what he believed to be ‘half-civilized’ peoples, such as peoples in India and other Asian nations. In Mill’s view, Voltaire’s high praise of the Chinese culture originated from an orientalist bias which was similar to that of Sir William Jones who suggested wrongly that India had been quite advanced in many respects of civilization. Mill acknowledged that in ancient time, as India developed, the social structure and other institutions progressed accordingly. For instance, the division of castes in India was multiplied at some stage in ancient India from four basic castes to a number of thirty-six by admitting ‘impure’ people borne from mixed marriage of the basic castes. Mill thought that the progress of the Indians up to that stage was impressive and it was ‘an important era in the history of Hindu society’ in that ancient period. But Mill contended that ‘having reached this stage, it does not appear that it India has made, or that it is capable of making, much further progress’. From Mill’s perspective, the more the Asian peoples would be enlightened, the happier they would be. Given his concern with India even before taking up the administrative job in the East India Company in `1819`, Mill’s immediate objective was surely to bring European enlightenment to India. As early as in `1813`, Mill denounced the claim that the Indians could not be enlightened. Holding firmly a conviction in the malleability of human nature, Mill thought that Indians would inevitably receive from the Europeans substantial positive impact on their social progress. In Mill’s view, a wide-spread settlement of Englishmen in India would speed up the enlightenment process of the Indians. For Mill, the enlightenment of the Indians would thus conduce to a progressive development of other Asian peoples.
Why did Mill treat foreign rule (Mughal, then European) as desirable for India?Hindu Superstition Retardation; Persian Superiority of Mughals; Hindu Despotism vs European Rule: The desirability for the Indians to be ruled by a more advanced civilization was revealed in Mill’s opinion on Mughal rule in India. For Mill, before the Mughals ruled India, the individual progress and the societal progress of the Hindu Indians had been retarded by their superstitions in Hinduism. But Mill believed that the Indians gained progress both at the individual level and at the social level under the Mughal sovereigns. Mill thought that the Mughals were in nearly all respects of civilization, including the worldview, political arrangement, legal system, and other attainments, superior to the Hindus. It was to the benefits of the Hindu Indians when they were under the Mughal rule because they were brought with the more advanced Persian civilization. The message which Mill in effect attempted to convey was that it was justifiable for a people of an advanced civilization to govern a people of a retarded progress in civilization. Mill believed that the European civilization was surely a better candidate for the Indians than that of the Mughals. Given the collapse and the gradual disintegration of the Mughal Empire, there were two alternatives available to the Indians: either to revert to the Hindu despotism, or to accept European rule, French or British in particular. With regard to India, it seems plausible to suggest further that from Mill’s perspective, it was desirable for the British to subjugate the whole continent of India because it was to the benefit of the Indians if they were governed by the British. But what should also be taken into account was the utility to Britain.
How did Bentham and Mill weigh utility of keeping vs emancipating different kinds of colonies?Settlement Colonies vs India; No Permanent Tribute; Principles of International Law; Monopoly Termination: There was a distinction between two kinds of colonies with which Mill was mostly concerned. On the one hand, there were colonies, such as those in America, which originated from the widespread settlement of English, French, Spanish and other Europeans. On the other hand, there were colonies such as British India where the native people constituted the majority of the population. Mill’s attitude towards these two kinds of colonies was very much in agreement with that of Bentham. With regard to these two kinds of colonies, the issue which concerned Mill and Bentham was whether the European nations ‘ought to have them’. From the utilitarian perspective, it was necessary to weigh the utility or disutility in keeping colonies against the utility or disutility in emancipating them. If there was an overall disutility in keeping the colonies, it would not be desirable for the mother nations to retain them. But if there was an overall utility in keeping the colonies, it would be desirable for the mother nations to retain them despite the fact that the mother nations suffered in keeping them. For Bentham and Mill, keeping colonies brought neither economic nor political advantages to the mother nations. From the financial point of view, as Mill argued in his Essay on Colony which appeared in `1820`, it was a matter of fact that colonies yielded no tribute to the mother country. More important, Mill contended that ‘there is a moral impossibility, that a colony should ever benefit the mother country, by yielding it a permanent tribute’, because even if it might happen that colonies yielded tributes, the tributes should be retained for the governance of the colonies. Mill and Bentham thought that Britain suffered economic disadvantages in keeping British India as its colony. Mill had been repetitively complaining about the financial deficits of the East India Company for many years even before the publication of his History of India and his subsequent appointment in the East India Company in `1819`. With regard to the political advantage and disadvantage in keeping British India, Bentham listed out several reasons in his Principles of International Law as early as in `1786`–`9` to explain why it was in the political interest of the British to give up British India: (1) Saving the danger of war; (2) Getting rid of the means of corruption resulting from the patronage, civil and military; (3) Simplifying the government; (4) Getting rid of prosecutions that consume the time of parliament, and beget suspicion of injustice. In discussing the emancipation of Spanish colonies in America, Bentham elaborated these advantages. The most important one which the mother nations suffered was the wars which were waged to contest for colonies; as Mill believed, colonies were a ‘grand source of wars’, or as Bentham claimed, colonies increased ‘the chances of war’. Mill claimed that the independence of the British colonies of the United States had been commercially ‘far more profitable to’ the British than its subjection. Furthermore, Mill contended that instead of hindering global trade, granting independence to well-established Europeanized colonies, such as the case of the United States, had enhanced it. With regard to British India, given the economic backwardness of the Indians, granting self governance would in Mill’s view not bring much enhancement of trade to other nations. And more important, given their strict adherence to the traditional economic practices and laws which were prescribed in the Hindu sacred texts, it was not very likely that a just and beneficent government, which would enhance trade, might be established. What should be done was rather to terminate the monopoly of the East India Company in the Indian trade so that not only other English merchants but also merchants from all other nations could join the Indian trade. If the monopoly of the East India Company was terminated, competition and freedom of trade would increase the prosperity of all involved nations.
Why keep India if mother nation suffers, and how did readiness for self-government differ from America?India Not Ripe for Self-Government; Enlighten Asia; Emancipate Your Colonies (West Indies vs India): Bentham contended in his Principles of International Law that in the case of all those distant well-established colonies in America, it would be impossible for the mother nations in Europe ‘to govern them so well as they would govern themselves, on account of the distance’. Bentham believed that it was not in the interest of the well-established Europeanized colonies to be governed by the people of the mother nations who never knew either their inclinations or their wants. Thus, there was a great disutility to the distant well-established colonies if they were kept governed by their mother nations. Nevertheless, there was in Mill’s and Bentham’s view an important difference between the well established Europeanized colonies and the British India, namely, that the European well established colonies in America were all ready for self-government, whereas British India was not. In his “Emancipate Your Colonies!“ written early around `1792`, Bentham advised the French to grant their colonies in the West Indies independence because they were ‘ripe for self government’ but not to give their colonies in India back to the Indians themselves. In Bentham’s view, if the Indians were left to their own native princes, they would inevitably be ruled by despots. Mill thought that even though Britain suffered in keeping British India, it was in the interest of the Indians. Furthermore, Mill believed that instead of leaving the Indians to govern themselves, if the British governed them directly would enlighten India, and this would in turn facilitate a rapid diffusion of European knowledge, arts, manners, and institutions to other Asian nations, and would thereby enhance the happiness of the humankind. So far we have seen that it was desirable in Mill’s view for the British to keep their dominion in India.
By what means did Mill allow extension of British rule — conquest or consent?Pitt’s Neutrality; Vigilant Interference; Wellesley Condemned; Consent Only Legitimate (Except Defensive War): There were basically two ways for the British Indian government to bring enlightenment to the Indians in various independent native states through extending British rule to these states: either by conquest or by inducing voluntary subjection. Throughout his life, Mill never attempted to conceal his passionate contempt against war. In Mill’s eyes, wars inevitably produce evils. War can never be justified unless it is used to prevent more evils. Waging offensive wars against other nations cannot in Mill’s view be justified by appealing to the principle of utility. Even if it may be conducive to the overall happiness of humankind for a nation to conquer another nation, such a conquest cannot be justified because of the injustice involved. Since the enactment of the Pitt’s Act, a system of neutrality had been the official British international policy in India and was declared repeatedly in the Act of `1793`. The two acts prohibited the Governor-Generals of British India from making any attempt to pursue schemes of conquest and extension of dominion in India. In order to comply with the Acts, the British Indian government should adopt a policy of neutrality in the sense that the British Indian government ‘should stand aloof from all connection with native princes, should form no alliances with them, should take no part in their quarrels, and should never draw the sword for any purpose but that of self defence, when its territory is actually invaded’. Mill agreed with the basic principle that the British government should abstain from making any conquest in India and from waging any wars except those which were launched for defensive purposes. Mill praised the fundamental rationale behind the policy of neutrality, namely, the prevention of war. But Mill did not quite agree with an unconditional submission to the policy of neutrality because he believed that the system of neutrality was in many occasions impracticable in India. Since Mill’s ultimate concern was peace, any policy which tended to produce peace instead of war should in Mill’s view be chosen. Mill claimed that, in some cases, a ‘system of vigilant interference’, instead of a system of neutrality, should be adopted. Mill contended that the ‘system of vigilant interference’ was not offensive in nature but as defensive as the system of neutrality ‘in spirit’. Nevertheless, Mill admitted that ‘by opening a door to defensive policy on this ground, we open a door to offensive policy also’. For almost a decade before his appointment in the East India Company in `1819`, Mill had been condemning the aggressive British policy and the subsequent violent conquest over the native princes. Mill thought that the ‘system of vigilant interference’ was open to abuse in the hands of the governors-general: ‘the power of interfering in the affairs of the princes of India, might be made use of by Governors General, not for the purpose of maintaining the security and tranquillity of the Anglo-Indian dominions, but for the gratification of private ambition, or private revenge, or private avarice, or private partiality and favour’. Mill persistently discredited the contemptible personal ambitions of the governors general, especially Lord Wellesley who was the governor-general from `1798` to `1805`. The formation of the alliance with the Peshwa under the Governor-General-ship of Lord Wellesley finally gave rise to the second Maratha war. What was wrong was not the alliance which Lord Wellesley formed with the Peshwa but his private ambitions which were hidden behind the apparent intention of bring benevolent rule in India. In Mill’s view, the only legitimate means to subjugate the independent native princes and thereby extend appropriate British institutions to their states was to induce their consent. For Mill, the sovereignty of the independent native princes should be respected. And only when the Indians attacked British India or had become aggressive and were ready to attack British India might the British justifiably wage war against them and thereby subjugate them.
DimensionSettlement colonies (e.g. America)British India
Population baseWidespread European settlementNative majority
Ready for self-government?Yes (ripe)No — risk of native despotism if left to own princes
Utility of independenceUS independence commercially more profitable; free trade enhancedSelf-government unlikely to enhance trade; Hindu sacred texts and traditional practices impede just government
Mother-nation economic gainNo permanent tribute either way; Mill Essay on Colony 1820Britain suffers economic disadvantages / EIC deficits
Preferred pathEmancipation (Bentham: West Indies ripe)Keep dominion; terminate EIC trade monopoly; enlighten India → Asia

23. Impact of British Utilitarianism on Administration, Law and Education


23. Impact of British Utilitarianism on Administration, Law and Education
Cue WordsNotes
How do Cornwallis, utilitarians and Macaulay sit on the intellectual sequence of reform?Pre-Utilitarian Cornwallis; Mill–Bentham–Ricardo–J.S. Mill; Macaulay Codification without Full Reform Goal: Several administrative and judicial reforms in India were caused by utilitarianism. Cornwallis worked mainly with the ideas and perceptions which came before utilitarianism; Macaulay was a liberal who had grown up in interaction with both the missionary zeal of evangelicalism and the emerging pragmatism of 1830s and 1840s. Thus, we see him take up the codification of laws with vigour. Though he approved of this aspect of institutionalism, he did not at all agree with their goal of reforming India. Between the concern of Cornwallis and Macaulay came the intellectual current called ‘utilitarianism’ with James Mill, Jeremy Bentham, David Ricardo, John Stuart Mill as its major exponents, showed a special interest in the Indian question, and were largely responsible for the kind of administration and judicial system that came into being in India. The utilitarians believed in the moral worth of an education that aided the good of society and promoted instruction in useful knowledge. Such useful instruction to Indians had the added consequence of making them more suitable for the Company’s burgeoning bureaucracy. Many utilitarian ideas were employed in Macaulay’s Minute on Indian Education of `1835`. Mill rejected the Indianisation of the government structure. Given their character, Indians were seen unfit in the task of their over ‘modernisation’. Mill therefore dismissed the idea of giving any power and responsibility to Indians. Utilitarians prescribed a modern machine of government, run by the British. The utilitarian, with their well defined structure of ideas, a set of followers, their keenness on India, and the readymade applicability’s of their concerns (of taxations, forms of government and administration of justice) to India, proved to be the most outspoken and effective among other thinkers. When in `1819`, James Mill was admitted into the executive government of the East Indian Company, it became easier for the utilitarian ideas to be implemented in the Indian situation.
How did Bentinck’s westernisation and Ricardo–Mill rent theory reshape courts, Sati policy and land revenue?English Higher Courts; Sati Regulation XVII `1829`; Ryotwari from Law of Rent; Anti-Parasitic Landlord: Lord William Bentinck served as Governor-General of India from `1828` to `1835`. His efficient financial management his modernizing projects also included a policy of westernization, influenced by the Utilitarianism of Jeremy Bentham and James Mill. Reforming the court system, he made English, rather than Persian, the language of the higher courts and encouraged western-style education for Indians in order to provide more educated Indians for service in the British bureaucracy. Bentinck tried to suppress System of Sati, the prescribed death of a widow on her husband’s funeral pyre. He also targeted other customs that offended Western sensibilities, often with the help of Raja Ram Mohan Roy. The Bengal Sati Regulation, `1829` or Regulation XVII, was a legal act promulgated in British India by Bentinck, which made the practice of sati illegal in all jurisdictions of British India and subject to prosecution. At the heart of the ryotwari system was a particular theory of economic rent — and based on David Ricardo’s Law of Rent — promoted by utilitarian James Mill who formulated the Indian revenue policy between `1819` and `1830`. “He believed that the government was the ultimate lord of the soil and should not renounce its right to ‘rent’, i.e. the profit left over on richer soil when wages and other working expenses had been settled.” According to Mill, taxation of land rent would promote efficient agriculture and simultaneously prevent the emergence of a “parasitic landlord class.” Mill advocated ryotwari settlements which consisted of government measurement and assessment of each plot (valid for 20 or 30 years) and subsequent taxation which was dependent on the fertility of the soil.

24. Mains Q: “I shall govern in name, but it will be you who govern in fact” — Bentinck to Bentham


24. Mains Q: “I shall govern in name, but it will be you who govern in fact” — Bentinck to Bentham
Cue WordsNotes
What did Bentinck mean by telling Bentham that Bentham would govern in fact?Utilitarian Legislation as Agent of Change; Break from Wars and Annexations: English Utilitarianism was an offshoot of the western liberal ideas. The English Utilitarianism owed its genesis to the ideas of Bentham. The Utilitarianism philosophy believed in the maxim of greatest good to greatest number. For Bentham, the greatest happiness of the greatest number would play a role primarily in the art of legislation, in which the legislator would seek to maximize the happiness of the entire community. The English Utilitarianism in India took roots under paternalistic attitude. They saw Indian people held in bondage by despotic rulers, archaic economic relations, and by religion steeped in superstition. So, they set about to reform the Indians through strong centralized government, legislation, codification of law etc. When Lord William Bentinck went out as Governor-General in `1828` (till `1835`), he wrote to Bentham that “I shall govern in name, but it will be you who govern in fact”. By this he meant that he will follow utilitarianism of Bentham in his administration. His seven years rule provided a break from past policy of wars and annexations which started under Robert Clive. He believed in the Utilitarian philosophy that legislation was an effective agent of change; and the concept of rule of law was a necessary precondition for improvement. His tenure is known for a number of reforms undertaken in various fields like Social, public service, Judicial, Financial, Education etc. and included a policy of westernization, influenced by the Utilitarianism of Jeremy Bentham and James Mill.
What wars and annexation policies preceded Bentinck’s reformist break?Pre-Bentinck Wars and Annexations Timeline: Examples of policy of wars and annexations before William Bentinck: Battle of Plassey in `1757` under Robert Clive; Battle of Buxar in `1764` under Hector Munro; First Anglo-Maratha war, Second Anglo-Mysore war under William Hastings; Third Anglo-Mysore war under Lord Cornwallis; Fourth Anglo-Mysore war under Lord Wellesley; Policy of subsidiary alliance brought by Wellesley and under it, annexation of Hyderabad, Mysore etc.; First Indo-Burma War (`1824`–`26`) under Lord Amherst.
What social, public-service, press and education reforms embodied Benthamite influence?Sati `1829`; Infanticide; Thugi; Sec 87 Equality; Liberal Press; English Official Language; Macaulay Committee:Social Reforms: Abolition of sati and cruel rites in `1829`; Suppression of Infanticide and child sacrifices; Suppression of Thugi. Public Service Reforms: No distinction on the basis of religion, place of birth, descent or colour in public service recruitment under Charter act of `1833`. Liberal Policy towards Press: His policy towards Press was liberal and he believed press to be safety-valve for discontent and adopted a liberal policy towards it. Education Reforms: He attempted to elevate the Moral and Intellectual Character of Indians as per utilitarian principle. English was declared as official language of India in higher branches of administration and education. Committee on public instruction under Macaulay was set up.
What financial, judicial, states and law-codification measures completed Bentinck’s utilitarian programme?Economy Committees; Bhattas Cut; Opium Licensed; Plantations; Allahabad Sadr Courts; English Higher Courts; Coorg–Mysore–Cachar; IPC Draft `1834`–`38`:Financial Reforms: His efficient financial management was part of utilitarian principle. He set up 2 committees to recommend economy in expenditure. Reduced bhattas of military officers, reduced allowances of civil servants. Employed Indians as far as possible. Opium trade was regularised and licensed. Encouraged iron and coal production, tea and coffee plantations, irrigation systems. Land revenue collection increased under him. Judicial Reforms: Abolished provincial courts of appeal set up by Lord Cornwallis. A separate Sadr Nizamat and Sadr Diwani Adalat was set up at Allahabad. Vernacular languages other than Persian can also be used as court language. In higher courts, English replaced Persian. Qualified Indians were appointed at Junior judicial post of munsiffs. Policy towards Indian states: Non-interference as far as possible even though strong reasons were available for intervention in Jodhpur, Bundi, Kota, Jaipur, Bhopal. However, there was deviation from above policy. He annexed Coorg, Mysore and Cachar on plea of misgovernance. Codification of Law: The Indian Penal Code which was first drafted by Lord Thomas Macaulay (the Law Member of the Governor General’s Executive Council during `1834`–`38`) was inspired by the utilitarian beliefs of both Macaulay as well as the Governor General, Lord Bentinck. They believed that a codified Penal Code applying English notions of justice to India would be a massive improvement over India’s own indigenous concepts of crime and punishment.
FieldBentinck reform content
SocialSati & cruel rites abolished 1829; Infanticide & child sacrifices suppressed; Thugi suppressed
Public serviceNo distinction of religion, birth place, descent or colour (Charter Act 1833 Sec 87 frame)
PressLiberal; press as safety-valve for discontent
EducationElevate moral & intellectual character; English official language in higher administration & education; Macaulay’s Committee on Public Instruction
Financial2 economy committees; reduced military bhattas & civil allowances; Indians employed as far as possible; opium licensed; iron, coal, tea, coffee, irrigation encouraged; land revenue collection increased
JudicialProvincial courts of appeal (Cornwallis) abolished; Sadr Nizamat & Sadr Diwani at Allahabad; vernaculars (besides Persian) in courts; English replaced Persian in higher courts; Indians as munsiffs
StatesNon-interference where possible (Jodhpur, Bundi, Kota, Jaipur, Bhopal); annexed Coorg, Mysore, Cachar for misgovernance
Law codesIPC first drafted by Macaulay as Law Member 183438 on Benthamite / English notions of justice
Pre-Bentinck war / annexation policyUnder
Battle of Plassey 1757Robert Clive
Battle of Buxar 1764Hector Munro
First Anglo-Maratha war; Second Anglo-Mysore warWilliam Hastings
Third Anglo-Mysore warLord Cornwallis
Fourth Anglo-Mysore war; Subsidiary Alliance (Hyderabad, Mysore etc.)Lord Wellesley
First Indo-Burma War 182426Lord Amherst

25. Mains Q: Utilitarian Impact on Agrarian Policy and Indian Society


25. Mains Q: “English utilitarianism had profound impact on British agrarian policy in India as well as Indian Society in 19th century.” Comment.
Cue WordsNotes
How did Ricardo’s rent theory and anti-zamindar utilitarianism reshape land revenue settlements?Eric Stokes; Unearned Rent to State; Ryotwari Madras & Mahalwari Punjab; NW Provinces & Maharashtra Cultivators: English utilitarianism had a tremendous impact on agrarian policy in India. The utilitarians, as Eric Stokes has suggested, had a contemptuous attitude towards landed intermediaries. Following David Ricardo’s Theory of Rent, the utilitarians looked upon the rent extracted by the zamindars as an unearned income that belonged to the government. In fact the utilitarians favoured the property rights for the peasants. According to utilitarians, rent was surplus and only state had legitimate share in it at the expense of unproductive intermediaries. Thus it provided argument for the abolishment of zamindari system. Consequently, in several land revenue settlements in India like Ryotwari and Mahalwari settlements in Madras and Punjab respectively, the property rights were given to the peasants/cultivators. Initially in the North-western provinces and later in Maharashtra, agrarian settlements sought to vest property rights in the actual cultivators by setting aside the claims of revenue intermediaries. Since the zamindars showed no signs of undertaking measures of improvement to increase agricultural production, officials influenced by utilitarianism began to look for peasant enterprise in agriculture. This way they believed that peasants would take interest in modernising the agriculture and increasing its efficiency. The attack on intermediary rights had the additional motive of creating appropriate conditions in which urban capital would be encouraged to make investments in agriculture in the absence of locally powerful parasitic classes namely the zamindars. Although, the new land revenue settlements were introduced in India but they failed to bring any significant changes in the overall agricultural pattern, system, output because they were equally harsh and the revenue demands were high and burdensome.
What was the social impact of utilitarianism on Indian society in the 19th century?Weapon of Law; Law Commission `1833`; IPC Benthamite Model; Sati & Infanticide; Vernacular Preference vs Consolidation of Rule: James Mill was one of the greatest proponents of utilitarianism. Due to efforts of James Mill, law commission under Lord Macaulay was appointed in `1833` which drew up Indian Penal Code on Benthamite model. According to utilitarians what India needed for her improvement was an effective school master i.e. wise government promulgating good legislation. Legislation was effective agent of change. James Mill, the apostle of utilitarian philosophy, proposed a revolution of Indian society through the ‘weapon of law’ solely. So following such ideology, Lord Bentinck abolished sati and child infanticide through legislation. Utilitarians favoured vernacular education as opposed to English as it was more suited to Indian needs. However, it is always to be remembered that whatever the school of philosophy may be whether orientalist, utilitarianism or evangelism, their ultimate aim was to consolidate English rule over British empire in India.
Agrarian leverUtilitarian logic / practice
Attitude to zamindarsContempt for landed intermediaries (Eric Stokes); rent as unearned income belonging to government
RicardoTheory / Law of Rent — surplus after wages and working expenses; state as ultimate lord of soil (Mill 18191830)
Preferred settlementsRyotwari (Madras); Mahalwari (Punjab); cultivator rights in NW Provinces and later Maharashtra
Plot assessmentGovernment measurement; assessment valid 20 or 30 years; tax by soil fertility
Secondary motiveClear parasitic classes so urban capital invests in agriculture
Outcome limitSettlements harsh; revenue demands high and burdensome; no significant change in overall agricultural pattern, system, output

26. Mains Q Frame: Assess Utilitarian Impact and Land-Revenue Solution


26. Mains Q Frame: Assess the impact of the utilitarian ideas in moulding the British attitude towards India. How did the utilitarian try to solve the problem of land revenue?
Cue WordsNotes
Q: Assess the impact of the utilitarian ideas in moulding the British attitude towards India. How did the utilitarian try to solve the problem of land revenue?Question Framed in Source (Answer to be Built from Sections 19–25): The source poses this dual Mains question after the agrarian and social-impact answer blocks. Assessment of utilitarian moulding of British attitude draws on: Bentham’s greatest-happiness maxim and legislation as agent of change; James Mill’s History of British India, Hindu–Muslim–British periodisation, condemnation of Indian culture, paternalist justification of rule until Indians mature for self-government, rejection of Indianisation of government, and India as laboratory for legislative transformation; Bentinck’s “I shall govern in name, but it will be you who govern in fact”; social-legal reforms (Sati Regulation XVII `1829`, Thuggee, Infanticide, English higher-court language, Macaulay Minute `1835`, IPC drafting `1834`–`38`); and the shared ultimate aim of consolidating English rule across orientalist, utilitarian and evangelist schools. Land-revenue solution draws on: Ricardo’s Theory of Rent; Mill’s formulation of Indian revenue policy `1819`–`1830`; government as ultimate lord of the soil; taxation of rent to promote efficient agriculture and prevent a parasitic landlord class; preference for Ryotwari (and Mahalwari) over Permanent Settlement / zamindari; government measurement and assessment of each plot for 20 or 30 years by soil fertility; vesting property rights in actual cultivators (Madras, Punjab, NW Provinces, Maharashtra); Eric Stokes on contempt for intermediaries; and the limitation that high burdensome revenue demands prevented significant agricultural modernisation.

UPSC Relevance


UPSC Relevance
Cue WordsNotes
What Mains angles does this note support under Modern Indian History / Constitutional development of British India?Key Angles UPSC Targets:
  • Dual System / Diarchy (`1765–72`): Clive after Treaty of Allahabad; Diwani vs Nizamat; fiction of Mughal–Nawab sovereignty; Reza Khan and Sitah Roy; power without responsibility; merits (decentralisation, European jealousy avoided, home authority placated, stop-gap) vs demerits (Rs 50 lakh Nizamat grant, lawlessness, famine `1770`, private trade, forced weavers, biased judges); ended by Hastings `1772` under directors’ orders (Nawab Mubaraq-ud-Daulla).
  • Regulating Act `1773` as first step of government control: Financial crisis (£400,000 monopoly fee; American tea loss since `1768`; 15 million lbs tea; loan £1.4 m / £1.5 m frame); Lord North; Secret and Select Committees; Directors’ terms and correspondence rules; ban on private trade/presents; Governor-General of Bengal (Hastings) with title clarification (Fort William → GG of India only `1833` Bentinck → Viceroy from `1858`); Council of Four (Clavering, Monson, Barwell, Francis); Madras–Bombay subsumed for war and treaties.
  • Supreme Court Calcutta / Elijah Impey: Composition and Crown appointment; ill-defined personal jurisdiction (“British subjects”); civil vs criminal reach; GG/Council suable but not arrestable; no registration of regulations; relation to Government of Bengal unclear; later exemption of official-capacity acts (source’s amending-act date).
  • Assessment of `1773`: No relief for starving revenue-payers; anti-corruption failure; Hastings–Francis factions; no GG veto (first among equals); path to Declaratory Act `1781`, Pitt’s Act `1784`, Amendment Act `1786` and Cornwallis.
  • Nanda Kumar case (corruption–nepotism–injustice frame): Munni Begum bribe allegation Rs 3,45,105; Philip Francis; Mohan Das forgery charge; hanging 5 August `1775`; six peculiar features (timing, Impey friendship, judges as cross-examiners, appeal denied, pre-Court offence, not capital under Hindu/Muslim law); Hastings impeachment; Lords acquittal April `1795`; £4,000 annual compensation.
  • Warren Hastings practices / civil service foundation: Stand forth as Diwan `1772`; Collectors under Board of Revenue; “petty tyrants and heavy rulers of the people”; oriental elite club (Bengali, Urdu, Persian); dastaks abolished `1773` with 2.5% duty; revenue–commercial separation; gift ban; `1780–81` English district officers as nucleus of civil service; Pitt’s pay scales `1784`; Madrasa ‘Aliya’ `1781`; Asiatic Society `1784` with William Jones; dualistic legacy quote — architect of British India yet anathema to creating such entity; resignation `1784`.
  • Economic drain after Plassey (Mains Q): Puppet Nawabs; Buxar and half of North India; de facto colony under Company not Crown; 1000 Europeans + 59,000 sepoys; quantitative drain (6 m / 4 m–33% / 5.7 m / 9% national income); Select Committee `1812`; `1813` agricultural-colony design; calico 67.5%, muslin 37.5%, sugar >300%; forced end of Muslin (thumbs cut off); IR capital from Bengal plunder.
  • Pitt’s India Act `1784` dual control: Political vs commercial differentiation; Board of Control (6 members; Secretary of State as President) vs Court of Directors; Secret Committee of 3; veiled Board power without patronage; GG council reduced to 3 with casting vote/veto; Calcutta capital; dual control till `1858`; Act of `1786` — Cornwallis override + C-in-C; property inventory rule; assessment — removed `1773` faults yet nebulous boundaries and nepotism allegations.
  • Charter Act `1793`: Passed with “minimal trouble”; monopoly +20 years; sovereignty on behalf of Crown; 10% dividend; £5 lakh surplus to British Government; GG override; royal approval of top posts; country trade / opium path; Maal Adalats disappear.
  • Charter Act `1813`: Berlin–Milan / Continental System pressure; Crown sovereignty expressly asserted; monopoly ended except tea and China; dividend 10.5%; Christian missionaries; Rs 1 Lakh yearly for Indian education; literature and science provision; local taxation of Supreme Court subjects; Minto → Hastings (Moira).
  • Charter Act `1833` (Saint Helena / Government of India Act): End of all commercial trade (India and China); Company purely administrative; GG of Bengal → GG of India (Bentinck first GG of British India); Council restored to 4 with Macaulay as 4th legislative-only Law Member; exclusive central legislation; First Law Commission (Macaulay Chairman); Sec 87 merit / open competition negated by Court of Directors; slavery mitigation; 3 Bishops; 10.5% dividend for 40 years as drain; Bengal Fort William–Agra split suspended.
  • English Utilitarianism: Bentham greatest-happiness maxim and Principles of Morals and Legislation (`1789`); philosophical radicalism; disciples Ricardo, James Mill, John Austin; J.S. Mill Utilitarianism (`1861`); punishment as prevention not retribution; democracy or authoritarian outcomes from same utility calculus; early laissez-faire vs later intervention.
  • James Mill & imperialism: EIC `1819`–`1835`; History of British India without visiting India; Hindu–Muslim–British periodisation; overall utility of keeping and extending British India; paternalist laboratory for legislation; global happiness via European enlightenment of “half-civilized” peoples; Mughal superiority over Hindus justifying advanced-civilisation rule; settlement colonies ripe for emancipation vs India not ripe; Bentham’s four political reasons to quit India yet retain for Indians’ interest; neutrality vs vigilant interference; Wellesley ambition condemned; consent not conquest as legitimate extension; Mill rejects Indianisation of government.
  • Bentinck reforms (`1828`–`35`): Quote to Bentham — “I shall govern in name, but it will be you who govern in fact”; break from Clive-to-Amherst war/annexation cycle; Sati Regulation XVII `1829` (with Raja Ram Mohan Roy); Thuggee and Infanticide; liberal press as safety-valve; English higher administration/education language; Macaulay Committee on Public Instruction and Minute `1835`; financial economy (2 committees, bhattas, opium licence, plantations, irrigation); judicial overhaul (Allahabad Sadr courts; English higher courts; vernaculars; Indian munsiffs); non-interference then Coorg–Mysore–Cachar annexation for misgovernance; IPC drafting Macaulay Law Member `1834`–`38`.
  • Utilitarian agrarian & social impact (Mains PYQs): Eric Stokes on intermediaries; Ricardo Rent → state claims rent; Ryotwari Madras / Mahalwari Punjab / cultivator rights NW Provinces & Maharashtra; 20–30 year plot assessment by fertility; urban capital motive; harsh demands limited agricultural change; “weapon of law” (sati, infanticide, Benthamite IPC); utilitarians’ vernacular preference vs English policy tension; ultimate aim of all schools (orientalist, utilitarian, evangelism) to consolidate English rule.
  • Pillars beyond early Acts (merged layer): Cornwallis Code and “Father of Civil Services”; open competition `1853`; Aitchison `1886`; Lee Commission `1924`; Hastings–Cornwallis–Macaulay–High Courts Act `1861` judicial arc; Police Act `1861`; post-`1857` Martial Races army theory.
  • Mains-ready analytical lines: Dual Government as “power divorced from responsibility”; Regulating Act as regulation without takeover; GG as “first among equals” until Pitt; `1813` end of commercial monopoly (except tea and China); `1833` Company as pure administrative trustee + GG of India + Law Commission + Sec 87 promise vs Directors’ patronage; Bentinck governing “in name” for Bentham “in fact”; paternalist utilitarianism rejecting human warmth; Ricardo–Mill anti-zamindar rent logic behind Ryotwari/Mahalwari; “weapon of law” as sole instrument of social revolution; all philosophical schools converging on consolidation of empire.

I'll inspect existing Cornell Notes patterns in the project so the conversion matches the established VitePress structure.I have the source text and the project’s Cornell Notes pattern. Producing the full zero-loss VitePress conversion now.## Viceroy’s Executive Council and The Imperial Legislative Council

(A) Viceroy’s Executive Council
Viceroy’s Executive Council
Cue WordsNotes
Nature & Portfolio Transformation - The Viceroy’s Executive Council was the cabinet of the government of British India headed by the Viceroy of India. - It was transformed from an advisory council into a cabinet run by the portfolio system by the Indian Councils Act 1861.
Government of India Act 1858 — Foundation
  • The Government of India Act 1858 transferred the power of the East India Company to the British Crown.
  • The Crown was empowered to appoint a Viceroy and Governor-General of India to head the government in India.
  • The advisory council of the Governor-General was based in the capital Calcutta.
  • Composition of advisory council: four members
  • Three appointed by the Secretary of State for India
  • One appointed by the Sovereign
Indian Councils Act 1861 — Portfolio System
  • Transformed the Viceroy of India’s executive council into a cabinet run on the portfolio system.
  • Appointment:
  • Three members appointed by the Secretary of State for India
  • Two members appointed by the Sovereign
  • The five ordinary members took charge of separate departments: home, revenue, military, “law and finance”.
  • The military Commander-in-Chief sat in with the council as an extraordinary member.
  • The Viceroy was allowed, under the provisions of the Act, to overrule the council on affairs if he deemed it necessary.
  • 1869: Power to appoint all five members passed to the Crown.
  • 1874: A new member was added to be in charge of public works.
Indian Representation (1909 & 1919)
  • Indian Councils Act 1909: Empowered the Governor General to nominate one Indian member to the Executive Council → appointment of Satyendra Prasanno Sinha as the first Indian member.
  • Government of India Act 1919: Increased the number of Indians in the council to three.
Main Indians in the Council (1909–1946)
  • Law Members:
    • Satyendra Prasanno Sinha (1909–1914)
    • P. S. Sivaswami Iyer (1912–1917)
    • Syed Ali Imam
    • Muhammad Shafi (1924–1928)
    • Tej Bahadur Sapru (1920–1923)
    • Bepin Behary Ghose (1933)
  • Education:
    • C. Sankaran Nair (1915–1919)
    • Muhammad Shafi — Education (1919–1924)
  • Revenue and Agriculture:
    • B. N. Sarma (1920–1925)
  • Health, Education and Lands:
    • Muhammad Habibullah (1925–1930)
    • Girija Shankar Bajpai (1940)
  • C. P. Ramaswami Iyer:
    • Law (1931–1932)
    • Commerce (1932)
    • Information (1942)
  • Muhammad Zafarullah Khan (1935–1941):
    • Commerce (–1939)
    • Law (1939–)
    • Railway, Industries and Labour, and War Supply
Expansion — August Offer (1940) - On 8 August 1940, the Viceroy Lord Linlithgow made a proposal called the August Offer which expanded the Executive Council to include more Indians.
Interim Government (Cabinet Mission Plan) - As per the Cabinet Mission Plan, the Executive Council was expanded to consist of only Indian members except the Viceroy and the Commander-in-Chief. - This formed the Interim Government of India.
(B) The Imperial Legislative Council
The Imperial Legislative Council
Cue WordsNotes
Overview & Succession - The Imperial Legislative Council was a legislature for British India from 1861 to 1947. - It succeeded the Council of the Governor-General of India. - It was succeeded by the Constituent Assembly of India and Pakistan.
Predecessor — Company Era Councils
  • Regulating Act of 1773: Limited the influence of the Governor-General of India and established the Council of Four, elected by the East India Company’s Court of Directors.
  • Pitt’s India Act of 1784: Reduced the membership to three, and also established the India Board.
  • During Company rule, the council of the Governor-General of India had both executive and legislative responsibilities.
  • Council composition: four members of the Council elected by the Court of Directors.
  • First three members permitted to participate on all occasions
  • Fourth member only allowed to sit and vote when legislation was being debated
1858 Transition to Crown Rule - In 1858, the British Crown took over the administration from the East India Company. - The council was transformed into the Imperial Legislative Council. - The Court of Directors of the Company (which had the power to elect members of the Governor-General’s Council) ceased to have this power. - Instead: - The one member who had a vote only on legislative questions came to be appointed by the Sovereign - The other three members by the Secretary of State for India
1861–1892 — Indian Councils Act 1861
  • The Indian Councils Act 1861 made several changes to the Council’s composition.
  • The council was now called the Governor-General’s Legislative Council or the Imperial Legislative Council.
  • Appointment of ordinary members:
  • Three by the Secretary of State for India
  • Two by the Sovereign
  • (Power to appoint all five members passed to the Crown in 1869)
  • The Governor-General was empowered to appoint an additional six to twelve members.
  • The five individuals appointed by the Indian Secretary or Sovereign headed the executive departments, while those appointed by the Governor-General debated and voted on legislation.
  • 45 Indians nominated as additional non-official members from 1862 to 1892.
  • Out of these: 25 were zamindars and 7 were rulers of princely states
  • The others were lawyers, magistrates, journalists and merchants
  • The participation of the Indian members in the council meetings was negligible.
First Three Indian Members (1862)
  • Raja Sir Deo Narayan Singh of Benaras (Jan 1862–1866)
  • Narendra Singh, Maharaja of Patiala (Jan 1862–1864)
  • Dinkar Rao (Jan 1862–1864)
1892–1909 — Indian Councils Act 1892
  • Increased the number of legislative members with a minimum of ten and maximum of sixteen members.
  • Council composition:
  • 6 officials
  • 5 nominated non-officials
  • 4 nominated by the provincial legislative councils of Bengal Presidency, Bombay Presidency, Madras Presidency and North-Western Provinces
  • 1 nominated by the chamber of commerce in Calcutta
  • Members were allowed to ask questions in the Council but not allowed to ask supplementaries or discuss the answer.
  • Empowered to discuss the annual financial statement under certain restrictions but could not vote on it.
Important Indian Members (1892–1909)
  • Pherozeshah Mehta, Bombay (1893–1901)
  • Aga Khan III, nominated (1903)
  • Syed Hussain Bilgrami (1902–1908)
  • Gopal Krishna Gokhale, Bombay (1903–1909)
1909–1920 — Indian Councils Act 1909 - Increased the number of members of the Legislative Council to 60, of whom 27 were to be elected. - Effectively allowed the election of Indians to the various legislative councils in India for the first time (previously some Indians had been appointed). - There were six Muslim representatives — the first time that such representation had been given to a religious group. - Composition of the Council:
  • Ex-officio members from the Viceroy’s Executive Council — 9
  • Nominated officials28
  • Nominated non-officials5:
    • Indian commercial community (1)
    • Punjab Muslims (1)
    • Punjab Landholders (1)
    • Others (2)
  • Elected from provincial legislatures27
1920–1947 — Government of India Act 1919 (Bicameral)
  • Under the Government of India Act 1919, the Imperial Legislative Council was converted into a bicameral legislature:
  • Imperial Legislative Assembly (also known as the Central Legislative Assembly) — lower house
  • Council of State — upper house, reviewing legislation passed by the Assembly
  • The Governor-General retained significant power over legislation:
  • Could authorise expenditure of money without the Legislature’s consent for “ecclesiastical, political and defence” purposes, and for any purpose during “emergencies”
  • Permitted to veto, or even stop debate on, any bill
  • If he recommended the passage of a bill, but only one chamber co-operated, he could declare the bill passed over the objections of the other chamber
  • The Legislature had no authority over foreign affairs and defence.
  • President of the Council of State: appointed by the Governor-General
  • Central Legislative Assembly: elected its own President (apart from the first), but the election required the Governor-General’s approval
Dissolution — Indian Independence Act 1947 - Under the Indian Independence Act 1947, the Imperial Legislative Council and its houses were dissolved on 14 August 1947. - Replaced by the Constituent Assembly of India and the Constituent Assembly of Pakistan.

The Government of India Act, 1858 and The Indian Councils Act, 1861

The Government of India Act, 1858
The Government of India Act, 1858
Cue WordsNotes
Background & Context - The Revolt of 1857 gave a severe jolt to the British administration in India and compelled it to reorganise its structure. - This act is coterminous with Queen Victoria’s declaration, 1858.
Legislative Passage - The British Prime Minister, Palmerstone, had introduced a Bill in 1858 in Parliament for the transfer of Government of India to the Crown. However, before this bill was to be passed, Palmerstone was forced to resign on another issue. - Later Lord Stanley introduced another bill which was originally titled as “An Act for the Better Government of India” and it was passed on August 2, 1858. - This act provided that India was to be governed directly and in the name of the Crown.
Provisions (1–6)
  1. Transferred powers from the East India Company to the Crown. The Company’s territories in India were to be vested in the Queen. India was to be governed in the Queen’s name.
  2. All the property of the East India Company was transferred to the Crown. The Crown also assumed the responsibilities of the Company as they related to treaties, contracts, and so forth.
  3. A member of British Parliament was made Secretary of State for India to exercise powers on behalf of the Crown and was responsible to the British Parliament.
  4. The Crown was empowered to appoint a Governor-General and the Governors of the Presidencies.
  5. Provision for the creation of an Indian Civil Service under the control of the Secretary of State.
  6. The Governor General for India was provided with an Executive Council, whose decision he was empowered to override.
Historical Significance - The Act ushered in a new period of Indian history, bringing about the end of Company rule in India. - The era of the new British Raj would last until Partition of India in August 1947, at which time all of the territory of the Raj was granted dominion status within the Dominion of Pakistan and the Union of India.
The Indian Councils Act, 1861
The Indian Councils Act, 1861
Cue WordsNotes
Nature of the Act - The Indian Councils Act 1861 was an Act of the Parliament of the United Kingdom.
Composition Changes (Executive & Legislative)
  1. This act is known to have made notable changes in the composition of the Governor General’s council for executive & legislative purposes.
  2. The council of the Governor General of India performed dual functions of executive and legislature.
Executive — Portfolio System (Point 3)
  • For executive functions the notable change was that the Council of the Governor General was expanded and a fifth member of law was added.
  • Five members: home, revenue, military, law, finance; and after 1874, a 6th member of public work.
  • With the Indian Councils Act, for the first time the Portfolio system started (Cabinet type).
  • Each member of the Council of the Governor General was allocated portfolio of a particular department.
  • Lord Canning was the first to start a Portfolio system.
Legislative Enlargement (Point 4) - For the purpose of Legislation, the Governor General’s Council was restructured and enlarged. - Additional new members: NOT less than 6 and NOT more than 12, nominated by the Governor General, to hold office for two years. - Out of these, not less than half were required to be Non-Official (English or Indian). - This was a beginning towards the establishment of legislative system by adding legislative non-official members to the Council of the Governor General. - However, the functions were limited to the legislation and it had not to do any other function except the consideration or enactment of legislative measures.
Assent, Override & Crown Power (Points 5–6)
  1. It was laid down that without the assent of the Governor General a bill relating to the public revenue or debt, religion, military, naval or foreign relations cannot be passed. However, any such act might be dissolved by the Crown acting through the Secretary of State for India.
  2. The Viceroy was allowed, under the provisions of the Act, to overrule the council on affairs if he deemed it necessary.
Montagu-Chelmsford Reforms and Government of India Act, 1919

In line with the government policy contained in Montagu’s statement (August 1917), the Government announced further constitutional reforms in July 1918, known as Montagu Chelmsford or Montford Reforms.

Montagu-Chelmsford Reforms and GOI Act 1919
Cue WordsNotes
What were the Montagu–Chelmsford Reforms and who were they named after?
  • The Montagu–Chelmsford Reforms were reforms introduced by the British Government in India to introduce self-governing institutions gradually to India.
  • The reforms take their name from:
    • Edwin Samuel Montagu — Secretary of State for India during the latter parts of World War I
    • Lord Chelmsford — Viceroy of India between 1916 and 1921
  • The reforms were outlined in the Montagu-Chelmsford Report prepared in 1918 and formed the basis of the Government of India Act 1919.
How did Montagu’s original phrase differ from Curzon’s Cabinet-approved phrase (August 1917)?
  • Edwin Montagu became Secretary of State for India in June 1917 after Austen Chamberlain resigned.
  • Montagu put before the British Cabinet a proposed statement containing a phrase that he intended to work towards:
    “the gradual development of free institutions in India with a view to ultimate self-government.”
  • Lord Curzon thought that this phrase gave too great an emphasis on working towards self-government and suggested an alternative phrase that the Government would work towards:
    “increasing association of Indians in every branch of the administration and the gradual development of self-governing institutions with a view to the progressive realization of responsible government in India as an integral part of the British Empire.”
  • The Cabinet approved the statement with Curzon’s phrase incorporated in place of Montagu’s original phrase.
What was Dyarchy under the Montford Reforms at the provincial executive level?
  • Dyarchy, i.e., rule of two — executive councillors and popular ministers — was introduced.
  • The governor was to be the executive head in the province.
  • Subjects were divided into two lists:
    • “Reserved” — law and order, finance, land revenue, irrigation, etc.
    • “Transferred” — education, health, local government, industry, agriculture, excise, etc.
  • The “reserved” subjects were to be administered by the governor through his executive council of bureaucrats.
  • The “transferred” subjects were to be administered by ministers nominated from among the elected members of the legislative council.
  • The ministers were to be responsible to the legislature and had to resign if a no-confidence motion was passed against them by the legislature, while the executive councillors were not to be responsible to the legislature.
  • In case of failure of constitutional machinery in the province, the governor could take over the administration of “transferred” subjects also.
  • The secretary of state and the governor-general could interfere in respect of “reserved” subjects, while in respect of the “transferred” subjects the scope for their interference was restricted.
What were the main features of the Provincial Legislature under the 1919 Act?
  • Provincial Legislative Councils were further expanded — 70% of the members were to be elected.
  • The system of communal and class electorates was further consolidated.
  • Women were also given the right to vote.
  • The Legislative Councils could initiate legislation but the governor’s assent was required.
  • The governor could veto bills and issue ordinances.
  • The Legislative Councils could reject the budget but the governor could restore it, if necessary.
  • The legislators enjoyed freedom of speech.
How was the Central Government structured under GOI Act 1919 (still without responsible government)?
  • Executive:
    • The governor-general was to be the chief executive authority.
    • There were to be two lists for administration — central and provincial.
    • In the viceroy’s executive council of 8, three were to be Indians.
    • The governor-general retained full control over the “reserved” subjects in the provinces.
    • The governor-general could restore cuts in grants, certify bills rejected by the Central Legislature, summon, prorogue, dissolve the Chambers, and issue ordinances.
  • Legislature (bicameral):
    • Lower house / Central Legislative Assembly144 members (41 nominated and 103 elected — 52 General, 30 Muslims, 2 Sikhs, 20 Special)
    • Upper house / Council of State60 members (26 nominated and 34 elected — 20 General, 10 Muslims, 3 Europeans and 1 Sikh)
    • The Council of State had tenure of 5 years and had only male members.
    • The Central Legislative Assembly had tenure of 3 years.
    • The legislators could ask questions and supplementaries, pass adjournment motions and vote a part of the budget, but 75% of the budget was still not votable.
    • Some Indians found their way into important committees including finance.
    • The secretary of state would control affairs relating to Government of India.
  • In 1921 another change recommended by the report was carried out when elected local councils were set up in rural areas, and during the 1920s urban municipal corporations were made more democratic and “Indianized.”
What review mechanism did the Montagu-Chelmsford Report provide and what followed?
  • The Montagu-Chelmsford report stated that there should be a review after 10 years.
  • Sir John Simon headed the committee (Simon Commission) responsible for the review which recommended further constitutional change.
  • Three Round Table Conferences were held in London in 1930, 1931 and 1932 with representation of the major interests.
  • Gandhi attended the 1931 Round Table after negotiations with the British Government.
  • The major disagreement between Congress and the British was separate electorates for each community which Congress opposed but which were retained in Ramsay MacDonald’s Communal Award.
  • A new Government of India Act 1935 was passed continuing the move towards self-government first made in the Montagu-Chelmsford Report.
What were the major drawbacks of the Montford Reforms / GOI Act 1919?
  • Franchise was very limited.
  • At the centre, the legislature had no control over the governor-general and his executive council.
  • Division of subjects was not satisfactory at the centre.
  • Allocation of seats for Central Legislature to provinces was based on ‘importance’ of provinces — for instance, Punjab’s military importance and Bombay’s commercial importance.
  • At the level of provinces, division of subjects and parallel administration of two parts i.e. Dyarchy was irrational and hence unworkable.
  • The provincial ministers had no control over finances and over the bureaucrats, leading to constant friction between the two. Ministers were often not consulted on important matters too; in fact, they could be overruled by the governor on any matter that the latter considered special.
  • On the home government (in Britain) front, the Government of India Act, 1919 made an important change — the secretary of state was henceforth to be paid out of the British exchequer.
  • While, on the one hand, the Government dangled the carrot of constitutional reforms, on the other hand, it decided to arm itself with extraordinary powers to suppress any discordant voices against the reforms.
    • In March 1919, it passed the Rowlatt Act even though every single Indian member of the Central Legislative Council opposed it.
    • This Act authorised the Government to imprison any person without trial and conviction in a court of law, thus enabling the Government to suspend the right of habeas corpus which had been the foundation of civil liberties in Britain.
How was the 1919 Act received in India and what linked Rowlatt, Jallianwala Bagh and the Hunter Inquiry?
  • The Congress met in a special session in August 1918 at Bombay under Hasan Imam’s presidency and declared the reforms to be “disappointing” and “unsatisfactory” and demanded effective self-government instead.
  • The 1919 reforms did not satisfy political demands in India.
  • The British repressed opposition, and restrictions on the press and on movement were re-enacted in the Rowlatt Acts introduced in 1919.
  • These measures were rammed through the Legislative Council with the unanimous opposition of the Indian members.
  • Several members of the council including Jinnah resigned in protest.
  • These measures were widely seen throughout India as the betrayal of strong support given by the population for the British war effort.
  • Gandhi launched a nationwide protest against the Rowlatt Acts with the strongest level of protest in the Punjab.
  • An apparently unwitting example of violation of rules against the gathering of people led to the massacre at Jalianwala Bagh in Amritsar in April 1919.
  • This tragedy galvanised such political leaders as Nehru and Gandhi and the masses who followed them to press for further action.
  • Montagu ordered an inquiry into the events at Amritsar by Lord Hunter.
  • The Hunter Inquiry recommended that General Dyer, who commanded the troops, be dismissed, leading to Dyer’s sacking.
  • Many British citizens supported Dyer, whom they considered had not received fair treatment from the Hunter Inquiry.

The Government of India Act 1935

The Government of India Act 1935

The Government of India Act 1935 was originally passed in August 1935 and was the longest British Act of Parliament ever enacted by that time. The Government of Burma Act 1935 was also included in it.

The Government of India Act 1935
Cue WordsNotes
What was the background to the Government of India Act 1935?
  • Indians had increasingly been demanding a greater role in the government of their country since the late 19th century.
  • The Indian contribution to the British war effort during the First World War meant that even the more conservative elements in the British political establishment felt the necessity of constitutional change, resulting in the Government of India Act 1919.
  • That Act introduced a novel system of government known as provincial “dyarchy”.
  • After the release and publication of the Simon Commission Report, when the new Labour Government succeeded in office, it declared that the Report was not final and in order to resolve the constitutional deadlock, the matter would finally be considered after consulting representatives of all the Indian communities. This would be done at a Round Table Conference in London.
  • After holding three sessions of Round Table Conference in 1930, 1931 and 1932 respectively, their recommendations were embodied in a White Paper published in 1933, which was considered by a Joint Select Committee of the British Parliament chaired by Lord Linlithgow.
  • Division between Congress and Muslim representatives proved to be a major factor in preventing agreement as to much of the important detail of how federation would work in practice. So, the new Conservative-dominated National Government in London decided to go ahead with drafting its own proposals — “the white paper”.
  • The government also constituted a committee of 20 representatives from British India and 7 from Indian States including 5 Muslims.
  • The committee went in session from April 1933 to December 1934 for deliberation and submitted its report to Parliament in the end of 1934.
  • The Parliament debated the report and passed a bill in February 1935, which got royal assent on July 24th 1935, and it was enforced on April 1, 1937 with the name of Government of India Act 1935.
  • Although the Act was intended to go some way towards meeting Indian demands, both the detail of the bill and the lack of Indian involvement in drafting its contents meant that the Act met with a lukewarm response at best in India, while still proving too radical for a significant element in Britain.
What was the structure of the Act and the provincial part (Provincial Autonomy)?
  • The Government of India Act 1935 contained 32 Sections, 14 Parts and 10 Schedules and consisted of 2 Major Parts. The Act introduced federal system in the centre.
  • The provincial part of the Act basically followed the recommendations of the Simon Commission.
  • In the provinces Diarchy was abolished. There was no Reserve Subjects and no Executive Council in the provinces.
  • The Council of Ministers was to administer all the provincial subjects except in certain matters like law and order etc. for which the government had special responsibilities.
  • The ministers were chosen from among the elected members of the provincial legislature and were collectively responsible to it.
  • The British-appointed provincial governors (who were responsible to the British Government via the Viceroy and Secretary of State for India) were to accept the recommendations of the ministers unless, in their view, they negatively affected his areas of statutory “special responsibilities” such as:
    • the prevention of any grave menace to the peace or tranquility of a province
    • the safeguarding of the legitimate interests of minorities
    • rights of civil servants, etc.
  • In the event of political breakdown, the governor, under the supervision of the Viceroy, could take over total control of the provincial government. This, in fact, allowed the governors a more untrammeled control than any British official had enjoyed in the history of the Raj.
  • After the resignation of the Congress provincial ministries in 1939, the governors did directly rule the ex-Congress provinces throughout the war.
  • It was generally recognized that the provincial part of the Act conferred a great deal of power and patronage on provincial politicians as long as both British officials and Indian politicians played by the rules. However, the paternalistic threat of the intervention by the British governor rankled.
How was the All India Federation structured under the Federal Part of the Act?
  • The India Act 1935 proposed to set up All Indian Federation comprising of the British Indian Provinces and Princely States.
  • The constituent units of the Federation were:
    • 11 Governor’s provinces
    • 6 Chief Commissioner’s provinces
    • all those states that agreed to join it
  • The States were absolutely free to join or not to join the proposed Federation.
  • At the time of joining the Federation the ruler of the state was to execute an Instrument of Accession in favour of the Crown. On acceptance of that Instrument, the state was to become a unit of the Federation.
  • The ruler was however authorized to extend the functions of the federal authority in respect of his state by executing another instrument in its internal affairs.
  • The Act proposed that federation of India could come into existence only if as many princely states were entitled to one half of the states seats in the upper house of the federal legislature.
  • The terms offered to the Princes included:
    • Each Prince would select his state’s representative in the Federal Legislature.
    • There would be no pressure for Princes to democratize their administrations or allow elections for state representatives in the Federal Legislature.
    • The Princes would enjoy heavy weightage. The Princely States represented about a quarter of the population of India and produced well under a quarter of its wealth.
  • Unlike the provincial portion of the Act, the Federal portion was to go into effect only when half the States by weight agreed to federate. This never happened due to opposition from rulers of the princely states and the establishment of the Federation was indefinitely postponed after the outbreak of the Second World War.
  • The remaining parts of the Act came into force in 1937, when the first elections under the act were also held.
How were federal subjects divided and how was Dyarchy introduced at the Centre?
  • The scheme of federation and the provincial autonomy necessitated proper division of subjects between the centre and the provinces.
  • The division under the 1919 Act was revised and the 1935 Act contained three lists:
    • (1) Federal
    • (2) Provincial
    • (3) Concurrent Legislative Lists
  • The India Act 1935 introduced Dyarchy at the centre.
  • The Federal Subjects were divided into two categories — the Reserved and the Transferred.
  • The reserved subjects were to be administered by the Governor-General on the advice of executive councillors, while transferred subjects were to be administered on the advice of the ministers.
  • Reserved included: defence, ecclesiastical affairs, external affairs and administration of Tribal Areas. These were to be administered by the Governor General with the help of executive councillors not exceeding three in number.
  • The rest of the subjects were Transferred ones. These were to be administered by the Governor General with the help of a Council of Ministers, the number of which was not to exceed 10.
  • The Governor General by his special powers and responsibilities could dominate the ministers.
  • The British Government, in the person of the Secretary of State for India, through the Governor General of India (Viceroy), would continue to control India’s financial obligations, defence, foreign affairs and the British Indian Army and would make the key appointments to the Reserve Bank of India and Railway Board.
  • The Act stipulated that no finance bill could be placed in the Central Legislature without the consent of the Governor General.
  • The funding for the British responsibilities and foreign obligations (e.g. loan repayments, pensions), at least 80 percent of the federal expenditures, would be non-votable and be taken off the top before any claims could be considered for social or economic development programs.
  • The Viceroy, under the supervision of the Secretary of State for India, was provided with overriding and certifying powers that could, theoretically, have allowed him to rule autocratically.
What provisions covered Protection of Minorities and the Bicameral Federal Legislature?
  • Protection of Minorities:
    • A very significant provision was the safeguards and protective armours for the minorities.
    • It was argued that the minorities needed protection from the dominance of the majority community.
    • But the so-called provisions in the Act relating to safeguards were merely a trick to empower the Governor General and the Governors to override the ministers and the legislators.
  • Bicameral Legislature:
    • The proposed federal legislature was a bicameral body consisting of the Council of States (Upper House) and the Federal Assembly (Lower House).
    • Upper House (Council of States) — strength 260:
      • 104 nominated by the rulers were to represent the Indian States
      • 6 by the Governor General
      • 150 were to be elected
      • Out of 260 members, 156 were to represent the provinces and 104 the native Indian states
      • Out of the 156 which were to represent the provinces, 150 were to be elected on communal basis
      • Seats reserved for Hindus, Muslims, Sikhs were to be filled by direct elections
      • Seats reserved for Indian Christians, Anglo Indians and Europeans were to be filled by indirect method of an electoral college consisting of their representative members
    • Lower House (Federal Assembly)375 members:
      • 250 representatives of British India
      • 125 of the Indian States
      • Members from British India were to be indirectly elected (composed of members of the Lower Houses of the Provincial Legislatures)
      • Members were to be nominated by the rulers in case of the Indian States
      • Its life was 5 years unless dissolved earlier by the Governor General
    • 6 out of 11 provinces were given bicameral system of legislature.
    • The Act not only enlarged the size of legislature, it also extended the franchise i.e. the number of voters was increased and special seats were allocated to women in legislature.
    • Membership of the provincial assemblies was altered so as to include more elected Indian representatives, who were now able to form majorities and be appointed to form governments.
What institutions were established — Federal Court, Federal Railway Authority and Reserve Bank?
  • The India Act 1935 also provided for the establishment of a Federal Court to adjudicate inter-state disputes and matters concerning the interpretation of the constitution.
  • It was however not the final court of appeal. In certain cases the appeals could be made to the Privy Council in England.
  • A federal court was established which began its functioning from October 1, 1937.
  • The Chief Justice of the federal court was Sir Maurice Gwyer.
  • It consisted of One Chief Justice and not more than 6 Judges.
  • Federal Railway Authority: The Government of India Act 1935 vested the control of the railways in a federal railway authority, a new 7 member body. This authority was kept free from the control of ministers and councillors. The idea was to assure the British Stakeholders of the railways that their investment was safe.
  • Reserve Bank of India was established.
How did the Act treat Communal Electorates, Women’s Reservation, British Parliamentary Supremacy, Burma and Aden?
  • The Act not only retained the separate electorate (of previous act of 1919) but also enlarged its scope. The Anglo-Indians and the Indo-Christians were also given separate electorate.
  • Women were granted reservation in 41 seats in provincial legislatures as well as limited reservations in central legislature. But women reservation was subdivided on religious lines.
  • The reservation of seats for the Depressed Classes was incorporated into the act.
  • Supremacy of the British Parliament remained intact under the Government of India Act 1935. No Indian legislature whether federal or provincial was authorized to modify or amend the constitution. The British Parliament alone was given the authority to amend it.
  • Burma was separated from India with effect from April 1937.
  • Aden was also transferred from the administrative control of the Government of India to that of the colonial offices. Thus Aden became a Crown colony.
What happened to the Indian Council of the Secretary of State and provincial reorganisation?
  • The Government of India Act 1935 abolished the Council of the Secretary of State for India, which was created in 1858. The Secretary of State was to have advisers in its place.
  • With the introduction of the provincial autonomy the control of the Secretary of State over Transferred Subjects was greatly diminished. His control, however, remained intact over the powers of Governor General and Governors.
  • Reorganisation of Provinces and Creation of Two New Provinces:
    • Sindh was separated from Bombay
    • Bihar and Orissa was split into separate provinces of Bihar and Orissa
    • Hence, the Act provided for the creation of two new provinces of Sindh and Orissa
    • The new provinces together with the NWFP formed the Governor provinces making 11 in all
How is the Act analysed — basic conception, provincial autonomy, and ‘point of no return’?
  • The basic conception of the Act of 1935 was that the government of India was the government of the crown, conducted by authorities deriving functions directly from the crown, in so far as the crown did not itself retain executive functions.
  • This conception, familiar in dominion constitutions, was absent in earlier Acts passed for India.
  • The experiment of provincial autonomy under the Act of 1935 definitely served some useful purposes; thus we can say that the Government of India Act 1935 marks a point of no return in the history of constitutional development in India.
Why was there No Preamble and what was the ambiguity of British commitment to dominion status?
  • While it had become uncommon for British Acts of Parliament to contain a preamble, the absence of one from the Government of India Act 1935 contrasts sharply with the 1919 Act, which set out the broad philosophy of that Act’s aims in relation to Indian political development.
  • The 1919 Act’s preamble quoted, and centered on, the statement of the Secretary of State for India, Edwin Montagu (1917–1922) to the House of Commons on 20 August 1917, which had pledged:
    “…the gradual development of self-governing institutions, with a view to the progressive realization of responsible government in India as an integral Part of the British Empire.”
  • Indian demands were by now centering on British India achieving constitutional parity with the existing Dominions such as Canada and Australia, which would have meant complete autonomy within the British Commonwealth.
  • A significant element in British political circles doubted that Indians were capable of running their country on this basis, and saw Dominion status as something that might, perhaps, be aimed for after a long period of gradual constitutional development.
  • This tension between and within Indian and British views resulted in the clumsy compromise of the 1935 Act having no preamble of its own, but keeping in place the 1919 Act’s preamble.
  • This was seen in India as yet more mixed messages from the British, suggesting at best a lukewarm attitude towards satisfying Indian desires.
Why was there No Bill of Rights / Fundamental Rights in the 1935 Act?
  • In contrast with most modern constitutions, but in common with Commonwealth constitutional legislation of the time, the Act does not include a “bill of rights” or “fundamental rights” within the new system that it aimed to establish — as the draft outline constitution in the Nehru Report included such a bill of rights.
  • However, in the case of the proposed Federation of India there was a further complication in incorporating such a set of rights, as the new entity would have included nominally sovereign (and generally autocratic) princely states.
What were the ‘Safeguards’ and was responsible government a cup half-full or half-empty? (Lord Lothian)
  • The Act was not only extremely detailed, but it was riddled with ‘safeguards’ designed to enable the British Government to intervene whenever it saw the need in order to maintain British responsibilities and interests.
  • To achieve this, in the face of a gradually increasing Indianization of the institutions of the Government of India, the Act concentrated the decision for the use and the actual administration of the safeguards in the hands of the British-appointed Viceroy and provincial governors who were subject to the control of the Secretary of State for India.
  • A close reading of the Act reveals that the British Government equipped itself with the legal instruments to take back total control at any time they considered this to be desirable. However, doing so without good reason would totally sink their credibility with groups in India whose support the Act was aimed at securing.
  • Contrasting view of Lord Lothian, in a talk lasting forty-five minutes, came straight out with his view on the Bill:
    “If you look at the constitution it looks as if all the powers are vested in the Governor-General and the Governor. But is not every power here vested in the King? Everything is done in the name of the King but does the King ever interfere? Once the power passes into the hands of the legislature, the Governor or the Governor-General is never going to interfere.”
What were the False Equivalences regarding British vs Indian commercial treatment?
  • Under the Act, British citizens resident in the UK and British companies registered in the UK must be treated on the same basis as Indian citizens and Indian registered companies unless UK law denies reciprocal treatment.
  • The unfairness of this arrangement is clear when one considers the dominant position of British capital in much of the Indian modern sector and the complete dominance, maintained through unfair commercial practices (Like: Insignificance of Indian capital in Britain and the non-existence of Indian involvement in shipping to or within the UK).
  • There are very detailed provisions requiring the Viceroy to intervene if, in his view, any India law or regulation is intended to, or will in fact, discriminate against UK resident British subjects, British registered companies and, particularly, British shipping interests.
How did British political needs vs Indian constitutional needs create ongoing dysfunction?
  • From the moment of the Montagu statement of 1917, it was vital that the reform process stay ahead of the curve if the British were to hold the strategic initiative. However, imperialist sentiment, and a lack of realism, in British political circles made this impossible.
  • Thus the grudging conditional concessions of power in the Acts of 1919 and 1935 caused more resentment and signally failed to win the Raj the backing of influential groups in India which it desperately needed.
  • There is evidence that Montagu would have backed something of this sort but his cabinet colleagues would not have considered it.
  • Considering the balance of power in the Conservative party at the time, the passing of a Bill more liberal than that which was enacted in 1935 is inconceivable.
What was the relationship of the 1935 Act to a Dominion Constitution?
  • In 1947, a relatively few amendments in the Act made it the functioning interim constitutions of India and Pakistan.
What were the Objectives of the British Government under the federal part of the Act?
  • The federal part of the Act was designed to meet the aims of the Conservative Party.
  • Over the very long term, the Conservative leadership expected the Act to lead to a nominally dominion status India, conservative in outlook, dominated by an alliance of Hindu princes and right-wing Hindus which would be well disposed to place itself under the guidance and protection of the United Kingdom.
  • The Act aimed to:
    1. Win the support of moderate nationalists since its formal aim was to lead eventually to a Dominion of India which, as defined under the Statute of Westminster 1931, virtually equalled independence;
    2. Retain British control of the Indian Army, Indian finances, and India’s foreign relations for another generation;
    3. Win Muslim support by conceding most of Jinnah’s Fourteen Points;
    4. Ensuring that the Congress could never rule alone or gain enough seats to bring down the government — done by over-representing the Princes, by giving every possible minority the right to separately vote for candidates belonging to their respective communities (separate electorate), and by making the executive theoretically, but not practically, removable by the legislature;
    5. By giving Indian politicians a great deal of power at the provincial level, while denying them responsibility at the Centre, it was hoped that Congress, the only national party, would disintegrate into a series of provincial fiefdoms. But, the Congress High Command was able to control the provincial ministries and to force their resignation in 1939. The Act showed the strength and cohesion of Congress and probably strengthened it;
    6. Convince the Princes to join the Federation by giving the Princes conditions for entry never likely to be equaled. It was expected that enough would join to allow the establishment of the Federation. The Federation, as planned in the Act, was not viable and would have rapidly broken down with the British left to pick up the pieces without any viable alternative.
Why did the Princes not join the Federation?
  • It was hoped that the Princes would see that their best hope for a future would lie in rapidly joining and becoming a united block without which no group could hope, mathematically, to wield power.
  • However, the princes did not join, and thus exercising the veto provided by the Act prevented the Federation from coming into existence.
  • Among the reasons for the Princes staying out were the following:
    1. They did not have the foresight to realize that this was their only chance for a future.
    2. They were not a cohesive group and probably realized that they would never act as one.
    3. Each Prince seemed consumed by the desire to gain the best deal for himself were his state to join the Federation: the most money, the most autonomy.
    4. Congress had begun, and would continue, agitating for democratic reforms within the Princely States. Since the one common concern of the 600 or so Princes was their desire to continue to rule their states without interference, this was indeed a mortal threat. It was on the cards that this would lead eventually to more democratic state regimes and the election of states’ representatives in the Federal Legislature. In all likelihood, these representatives would be largely Congressmen. Had the Federation been established, the election of states’ representatives in the Federal Legislature would amount to a Congress coup from the inside. Thus, contrary to their official position that the British would look favorably on the democratization of the Princely States, their plan required that the States remain autocratic. This reflects a deep contradiction on British views of India and its future.
What was the Indian Reaction to the Proposed Federation? (five aspects of government; Sapru; Birla; Gandhi)
  • So little was offered that all significant groups in British India rejected and denounced the proposed Federation.
  • A major contributing factor was the continuing distrust of British intentions for which there was considerable basis in fact.
  • No significant group in India accepted the Federal portion of the Act. After all, there are five aspects of every Government worth the name:
    • (a) The right of external and internal defence and all measures for that purpose;
    • (b) The right to control our external relations;
    • (c) The right to control our currency and exchange;
    • (d) The right to control our fiscal policy;
    • (e) the day-to-day administration of the land.
  • But under the Act, external affairs, defence, currency and exchange were all under Governor General effectively.
  • Reserve Bank Bill just passed has a further reservation in the Constitution that no legislation may be undertaken with a view to substantially alter the provisions of that Act except with the consent of the Governor-General…. there is no real power conferred in the Centre.
  • However, the Liberals, and even elements in the Congress were tepidly willing to give it a go.
  • Linlithgow asked Sapru whether he thought there was a satisfactory alternative to the scheme of the 1935 Act. Sapru replied that they should stand fast on the Act and the federal plan embodied in it.
  • Birla said that it was not ideal but at this stage it was the only thing. He thought that Congress was moving towards acceptance of Federation.
  • He said that Gandhi was not over-worried by the reservation of defence and external affairs to the centre, but was concentrating on the method of choosing the States’ representatives.
  • Birla wanted the Viceroy to help Gandhi by persuading a number of Princes to move towards democratic election of representatives.
How did the Act work in practice under Lord Linlithgow (1937–1939 and war)?
  • The British government sent out Lord Linlithgow as the new viceroy with the remit of bringing the Act into effect.
  • Linlithgow was intelligent, extremely hard working, honest, serious and determined to make a success out of the Act. However, he was also unimaginative, stolid, legalistic and found it very difficult to “get on terms” with people outside his immediate circle.
  • In 1937, after the holding of provincial elections, Provincial Autonomy commenced.
  • From that point until the declaration of war in 1939, Linlithgow tirelessly tried to get enough of the Princes to accede to launch the Federation. In this he received only the weakest backing from the Home Government and in the end the Princes rejected the Federation en masse.
  • In September 1939, Linlithgow simply declared that India was at war with Germany.
  • Though Linlithgow’s behaviour was constitutionally correct it was also offensive to much of Indian opinion that the Viceroy had not consulted the elected representatives of the Indian people before taking such a momentous decision.
  • This led directly to the resignation of the Congress provincial ministries.
  • From 1939, Linlithgow concentrated on supporting the war effort.

The range you specified ends just before the Imperial Ideology heading — I'll locate that section and the Constitutional Acts material next.Imperial Ideology starts around line 763; reading that block through the Constitutional Acts.Checking existing modern India notes for format patterns:Converting Imperial Ideology (from line 763) and Constitutional Acts through GOI Act 1858 into zero-loss Cornell Notes format.

Imperial Ideology & Constitutional Acts (Cornell Notes)

1. Two Empires, Early Company Rule & Path to Anglicisation
Cue WordsNotes
How is British imperial history periodised into a first and second empire?Two Phases of British Imperial History:
  • The imperial history of Britain is periodised into two phases.
  • The "first empire" stretched across the Atlantic towards America and the West Indies.
  • The "second empire" started from around `1783` (Peace of Paris) and swung towards the East, i.e., Asia and Africa.
What rationality underpinned the second empire and post-Enlightenment imperial vision?Rationality Behind the Second Empire:
  • The second empire was more based on the conservative values of military autocracy, hierarchy and racial insolence.
  • British patriotism in the 18th century was closely associated with the grandeur and glories of having overseas territorial possessions.
  • In a post-Enlightenment intellectual environment, the British also started defining themselves as modern or civilised vis-à-vis the Orientals; this rationalised their imperial vision in the nineteenth century, which witnessed the so-called 'age of reform'.
  • Sometimes, "sub-imperialism" of the men on the spot is regarded by some as the "real founders of empire".
  • The nature of the imperial connection changed over time; but not its fundamentals.
How did the Company initially rule like an 'Indian ruler' under double government and least intervention?Company as "Indian Ruler" & Double Government:
  • For several years, it is argued, the government of the East India Company functioned like an "Indian ruler", in the sense that it recognised the authority of the Mughal emperor, struck coins in his name, used Persian as the official language and administered Hindu and Muslim laws in the courts.
  • Lord Clive himself had recommended a system of "double government" as a matter of expediency, under which the criminal justice system would be left in the hands of nawabi officials, while civil and fiscal matters would be controlled by the Company.
  • The policy of least intervention was to avoid civil disturbances. But when it was required to get involved much more deeply in the administration, this policy ceased to exist.
  • The Anglicisation of the structure of this administration began, but it progressed gradually. It was not a revolutionary change, as the officials looked at themselves "as inheritors rather than innovators, as the revivers of a decayed system".
2. Orientalism as Policy of Governance (Warren Hastings)
Cue WordsNotes
What was Orientalism under Warren Hastings and how did the 'decayed system' image arise?Orientalism Defined; Teleological Past:
  • Orientalism was the policy of governance under Warren Hastings.
  • The idea of this "decayed system" originated from a teleological construction of India's past.
  • The early image of India in the West was that of past glory accompanied by an idea of degeneration.
What role did Sir William Jones and early Orientalist institutions play?Sir William Jones; Calcutta Madrassa; Asiatic Society; Sanskrit College:
  • There was an urge to know Indian culture and tradition, as reflected in the endeavours of scholars like Sir William Jones.
  • Jones studied the Indian languages to restore to the Indians their own forgotten culture and legal system.
  • By establishing a linguistic connection between Sanskrit, Greek and Latin—all supposedly belonging to the same Indo-European family of languages—Jones privileged India with an antiquity equal to that of classical West.
  • This was the beginning of the Orientalist tradition that led to the founding of institutions like:
    • the Calcutta Madrassa (`1781`),
    • the Asiatic Society of Bengal (`1784`), and
    • the Sanskrit College in Banaras (`1794`),
    all of which were meant to promote the study of Indian languages and scriptures.
How did Orientalism service the colonial state and produce reverse acculturation?Knowledge for Present Needs; Reverse Acculturation; Fort William College:
  • Orientalism produced a knowledge of the past to meet the requirements of the present, i.e., to service the needs of the colonial state.
  • Orientalism in practice in its early phase could be seen in the policies of the Company's government under Warren Hastings.
  • The fundamental principle of this tradition was that the conquered people were to be ruled by their own laws—British rule had to "legitimize itself in an Indian idiom".
  • It therefore needed to produce knowledge about Indian society, a process which Gauri Viswanathan would call "reverse acculturation".
  • It informed the European rulers of the customs and laws of the land for the purposes of assimilating them into the subject society for more efficient administration.
  • It was with this political vision that Fort William College at Calcutta was established in `1800` to train civil servants in Indian languages and tradition.
  • It also gave currency to the idea of kinship between the British and the Indians dating back to the classical past; it was also morally binding the latter to colonial rule through a rhetoric of "love".
How did Orientalist knowledge of glory-then-degeneration prepare rejection of Orientalism?Aryan Glory → Degeneration → Authoritarian Legitimation:
  • If the Orientalist discourse was initially premised on a respect for ancient Indian traditions, it produced a knowledge about the subject society which ultimately prepared the ground for the rejection of Orientalism as a policy of governance.
  • These scholars not only highlighted the classical glory of India—crafted by the Aryans, the distant kin-brothers of the Europeans—but also emphasised the subsequent degeneration of the once magnificent Aryan civilisation.
  • This legitimated authoritarian rule, as India needed to be rescued from the predicament of its own creation and elevated to a desired state of progress as achieved by Europe.
3. Departure from Orientalism — Cornwallis, Wellesley, Whig Principles & Paternalism
Cue WordsNotes
How did Cornwallis and Wellesley abandon Hastings's Orientalism for Anglicisation and Whig principles?Cornwallis; Wellesley; Separation of Powers; Oriental Despotism:
  • Due to the above reason (degeneration discourse), Hastings's policy was abandoned by Lord Cornwallis, who went for greater Anglicisation of the administration and the imposition of the Whig principles of the British government.
  • Lord Wellesley supported these moves, the aim of which was to limit government interference by abandoning the supposedly despotic aspects of Indian political tradition and ensuring a separation of powers between the judiciary and the executive.
  • The state's role would only be the protection of individual rights and private property.
  • The policy came from a consistent disdain for "Oriental despotism", from which Indians needed to be emancipated.
  • Despotism was something that distinguished the Oriental state from its European counterpart; but ironically, it was the same logic that provided an "implicit justification" for the "paternalism of the Raj".
  • They tried establishing a strong state based on premises that natives were not used to enjoying freedom and needed to be emancipated from their corrupt and abusive feudal lords.
How did Fort William College and Burkean conservatism resist French Revolutionary ideas?Fort William College; Edmund Burke; Jacobinism; Conservatism under Cornwallis & Wellesley:
  • One purpose of the Fort William College was to prevent the spread of the ideas of freedom preached by the French Revolution.
  • This conservatism, of which Edmund Burke was the chief exponent, was related to domestic politics in England facing the threat of Jacobinism.
  • The process of Anglicisation and the regulative administration under Cornwallis and Wellesley reflected this conservatism of the time.
4. Two Administrative Trends — Cornwallis System vs Munro System (Paternalism)
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What two distinct trends in Company administration did Eric Stokes identify?Eric Stokes (`1959`); Cornwallis System vs Munro System:
  • As Eric Stokes (`1959`) has shown, two distinct trends were gradually emerging in the Indian administration of the East India Company, although they were not totally unrelated.
  • (1) The Cornwallis system, centred in Bengal, and based primarily on the Permanent Settlement.
  • (2) The Munro system based on Ryotwari Settlement.
What did Cornwallis hope Permanent Settlement would achieve?Rule of Law; Private Property; Modernisation:
  • Lord Cornwallis introduced Permanent Settlement with the hope that the rule of law and private property rights would liberate individual enterprise from the shackles of custom and tradition, and would bring in modernisation to the economy and society.
How did Munro, Elphinstone, Malcolm and Metcalfe adapt rule of law to Indian context?Munro Circle; Protective Personal Government; Ryotwari; Tipu's Military Fiscalism:
  • Thomas Munro in Madras, and his disciples in western and northern India, such as Mountstuart Elphinstone, John Malcolm and Charles Metcalfe, thought that the Cornwallis system did not pay heed to Indian tradition and experience.
  • Not that they were averse to the rule of law or separation of powers; but such reforms, they thought, had to be modified to suit the Indian context.
  • Some elements of the Indian tradition of personal government needed to be maintained, they believed; the role of the Company's government would be protective, rather than intrusive, regulative or innovative.
  • So Munro went on to introduce his Ryotwari Settlement, with the intention of preserving India's village communities.
  • But ultimately his aim was to consolidate the Company's state in the south by expanding its revenue base, where land taxes would be collected directly from the peasants by a large number of British officers—an idea he had borrowed from the "military fiscalism" of Tipu Sultan's Mysore.
What common principles and paternalist ideology underpinned both systems?Centralised Sovereignty; Private Property; Authoritative Paternalism; Local Elites:
  • Both the systems were based on the same fundamental principles of centralised sovereignty and sanctity of private property, to be protected by British laws.
  • Munro believed, as Burton Stein argues, that part of India should be indirectly governed; but he insisted that the traditional Indian forms of government would function well if "directed by men like himself, knowledgeable and sympathetic, with great and concentrated authority".
  • This authoritative paternalism rejected the idea of direct political participation by Indians.
  • Respect and paternalism, therefore, remained the two complementing ideologies of the early British empire in India.
  • Significantly, it was soon discovered that imperial authoritarianism could function well in conjunction with the local elites of Indian rural society—the zamindars in Bengal and the mirasidars in Madras—whose power was therefore buttressed by both the Cornwallis system and the Munro system, both of which sought to define and protect private property.
  • If the Awadh taluqdars lost out, their angst caused the revolt of `1857`; and after the revolt they were again restored to their former positions of glory and authority.
5. Industrial Revolution Context & Evolving Ideologies — Free Trade, Evangelicalism, Utilitarianism
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How did the Industrial Revolution reshape administrative needs in India around `1800`?Markets for Manufactures; Raw Materials; Integration with Mother Country:
  • Around `1800` the Industrial Revolution in Britain created the necessity to develop and integrate the Indian markets for manufactured goods and ensure a secured supply of raw materials.
  • This required a more effective administration and the tying up of the colony to the economy of the mother country.
What intellectual currents pushed reform at home and in India?Improvement; Free Trade Lobby; Evangelicalism & Utilitarianism:
  • There were also several new intellectual currents in Britain, which preached the idea of improvement and thus pushed forward the issue of reform both at home and in India.
  • The pressure of the free trade lobby at home worked towards the abolition of the Company's monopoly over Indian trade.
  • It was Evangelicalism and Utilitarianism which brought about a fundamental change in the nature of the Company's administration in India.
  • Both these two schools of thought asserted that the conquest of India had been by acts of sin or crime; but instead of advocating the abolition of this sinful or criminal rule, they clamoured for its reform, so that Indians could get the benefit of good government in keeping with the "best ideas of their age".
  • It was from these two intellectual traditions that "the conviction that England should remain in India permanently was finally to evolve".
6. Evangelicalism — Charles Grant, Missionaries & Charter Act 1813
Cue WordsNotes
What was the Evangelical crusade against 'Indian barbarism' and who led it?Permanence of British Rule; Change the Nature of Hindostan; Charles Grant `1792`:
  • Evangelicalism started its crusade against Indian barbarism and advocated the permanence of British rule with a mission to change the very "nature of Hindostan".
  • In India the spokespersons of this idea were the missionaries located at Srirampur near Calcutta; but at home its chief exponent was Charles Grant.
  • The principal problem of India, Grant argued in `1792`, was the religious ideas that perpetuated the ignorance of Indian people.
  • This could be effectively changed through the dissemination of Christian light, and in this lay the noble mission of British rule in India.
  • To convince his critics, Grant could also show a complementarity between the civilising process and material prosperity, without any accompanying danger of dissent or desire for English liberty.
  • Grant's ideas were given greater publicity by William Wilberforce in the Parliament before the passage of the Charter Act of `1813`, which allowed Christian missionaries to enter India without restrictions.
How did free-trade merchants align with Evangelists on Anglicisation?Free Trade; Company as Ruler not Trader; Grant & Charter Act `1833`:
  • The idea of improvement and change was also being advocated by the free-trade merchants.
  • They believed that India would be a good market for British goods and a supplier of raw materials, if the Company shifted attention from its functions as a trader to those of a ruler.
  • Fundamentally, there was no major difference between the Evangelist and the free-trade merchant positions as regards the policy of assimilation and Anglicisation.
  • Indeed, it was the Evangelist Charles Grant who presided over the passage of the Charter Act of `1833`, which took away the Company's monopoly rights over India trade.
7. British Liberalism, Utilitarianism, James Mill & Law Commission
Cue WordsNotes
How did British liberalism set a civilising agenda distinct from Utilitarianism?Liberalism ≠ Utilitarianism; Macaulay; Trevelyan `1838`:
  • This was also the age of British liberalism (it gave birth to Utilitarianism but both are not the same).
  • Thomas Macaulay's liberal vision that the British administrators' task was to civilise rather than conquer, set a liberal agenda for the emancipation of India through active governance.
  • "Trained by us to happiness and independence, and endowed with our learning and political institutions, India will remain the proudest monument of British benevolence", visualised C.E. Trevelyan, another liberal in `1838`.
  • It was in this atmosphere of British liberalism that Utilitarianism, with all its distinctive authoritarian tendencies, was born.
What did Bentham and James Mill contribute to India policy and law?Greatest Happiness; Militant Faith; History of British India `1817`; Law Commission `1833`; IPC `1835`:
  • Jeremy Bentham preached that the ideal of human civilisation was to achieve the greatest happiness of the greatest number.
  • Good laws, efficient and enlightened administration, he argued, were the most effective agents of change; and the idea of rule of law was a necessary precondition for improvement.
  • With the coming of the Utilitarian James Mill to the East India Company's London office, India policies came to be guided by such doctrines.
  • Mill, as it has been contended, was responsible for transforming Utilitarianism into a "militant faith".
  • In The History of British India, published in `1817`, he first exploded the myth of India's economic and cultural riches, perpetuated by the "susceptible imagination" of men like Sir William Jones.
  • He argued that what India needed for her improvement was an effective schoolmaster, i.e., a wise government promulgating good legislation.
  • It was largely due to his efforts that a Law Commission was appointed in `1833` under Lord Macaulay and it drew up an Indian Penal Code in `1835`.
8. Macaulay's Education Minute 1835, Orientalist–Anglicist Debate & Bentinck's Dilemma
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How did Utilitarians and liberals differ on Anglicisation and education?Orientalist–Anglicist Debate; Macaulay Minute `1835`; Mill on Vernacular:
  • The Utilitarians differed from the liberals in significant ways, especially with regard to the question of Anglicisation.
  • This was the time that witnessed the Orientalist–Anglicist debate on the nature of education to be introduced in India.
  • While the liberal Lord Macaulay in his famous Education Minute of `1835` presented a strong case for the introduction of English education, Utilitarians like Mill still favoured vernacular education as more suited to Indian needs.
  • In other words, dilemmas in imperial attitudes towards India persisted in the first half of the nineteenth century.
How did Bentinck embody the imperial dilemma on sati and tradition?Bentinck; Mill's Follower; Sati & Infanticide; Scriptural Logic:
  • The epitome of this dilemma was Lord Bentinck himself.
  • An ardent follower of Mill, he abolished sati and child infanticide through legislation.
  • He believed in the Utilitarian philosophy that legislation was an effective agent of change; and the concept of rule of law was a necessary precondition for improvement.
  • But at the same time, he retained his faith in Indian traditions and nurtured a desire to give back to the Indians their true religion.
  • The official discourse on the proposed reform of sati was, therefore, grounded in a scriptural logic that its abolition was warranted by ancient Hindu texts.
  • The Indian Penal Code drafted in `1835` could not become an act until `1860`.
  • The dilemmas definitely persisted in the mid-nineteenth century, in spite of Lord Dalhousie's determination to take forward Mill's vision of aggressive advancement of Britain's mission in India.
9. Post-1857 Paternalism, Racial Science, Segregation & Authoritarian Raj
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How did Victorian liberalism after `1857` make paternalism the dominant ideology?Reform Pointless & Dangerous; Limited Liberal Continuities; Fitzjames Stephen:
  • It was Victorian liberalism in post-`1857` India that certainly made paternalism the dominant ideology of the Raj.
  • The traumatic experience of the revolt convinced many in England and in India that reform was "pointless as well as dangerous" and that Indians could never be trained to become like Englishmen.
  • Not that the zeal for reform totally evaporated, as it was amply represented in:
    • the Crown Proclamation of `1858`,
    • patronage for education,
    • the Indian Councils Act of `1861`, and
    • the Local Self-government Act of `1882`,
    which in a limited way moved towards sharing power with the Indians.
  • But on the other hand, veneration for Indian culture was definitely overshadowed by a celebration of the superiority of the conquering race.
  • Bentinck's dithering attitudes were now replaced by the authoritarian liberalism of James Fitzjames Stephen, who succeeded Macaulay as the new law member in the viceroy's council.
  • He not only emphasised India's difference, but also asserted India's inferiority.
How did racial sciences invent white Aryan invasion and essentialise Indian inferiority?Racial Anthropology; Aryan Invasion Story; Essentialist Knowledge:
  • Such ideas in the nineteenth century were further strengthened by the rise of racial sciences in Victorian England, which privileged physical features over languages as the chief markers of racial identity.
  • This racial anthropology could not accommodate the idea of an ancient Indian civilisation into its theory of dichotomy between the civilised white-skinned Europeans and the dark-skinned savages.
  • Hence the story of invading white Aryans founding the Vedic civilisation through a confrontation with the dark-skinned Indian aborigines was invented—a theory constructed by "consistent overreading" of evidence and "a considerable amount of text-torturing".
  • This new Orientalist discourse—contributed not just by Sanskritists, but by a whole range of observers, ethnologists and civilians—eventually produced an essentialist knowledge of a backward caste-ridden Indian society; it was this knowledge of the Indian "essences" which rationalised authoritarian colonial rule.
  • All discussions about India's eligibility for self-rule were dismissed as sentimental, and racial distancing as well as avowal of privileges for the rulers triumphed over the earlier liberal visions of similarity and assimilation.
  • If reforms were introduced, they were more in response to articulate political demands of the Indians.
How was racial segregation practised from the late 18th century in bureaucracy and cities?Cornwallis's Aloof Elite; Cantonments; White/Black/Grey Towns; Eurasians Debarred `1791`:
  • Statements of racial superiority of the rulers were not for the first time being made in the mid-nineteenth century. If we look at the actual functioning of the empire, such statements were made rather loudly since the late eighteenth century.
  • Cornwallis transformed the Company's bureaucracy into an "aloof elite", maintaining physical separation from the ruled.
  • British soldiers were forbidden to have sexual relations with Indian women and were confined to army cantonments, where they would be quarantined from infectious diseases as well as Oriental vices.
  • Moreover, the Company's civil servants were discouraged from having Indian mistresses, urged to have British wives and thus preserve—as one official put it before a parliamentary select committee in `1830`"the respect and reverence the natives now have for the English".
  • It was argued that any action undermining that respect would surely "ruin our Indian empire".
  • Such overt statements of physical segregation between the ruler and the ruled as an ideology of empire were quite clear in the very way the human environment of the imperial capital city of Calcutta developed in the eighteenth century.
  • The process worked in an overall setting of dualism, basically a feature of all colonial cities, between the white and the black town.
  • This phenomenon of dualism reflected on the one hand, the conquerors' concern for defence and security, but on the other, their racial pride and exclusivism.
  • In the early eighteenth century, this spatial segregation along racial lines had been less sharply marked, as there was a White Town and a Black Town, intersected by a Grey Town or an intermediate zone, dominated by the Eurasians or East Indians, but accessible to the natives as well.
  • The position of the Eurasians—the children of mixed marriages—continually went down in the imperial pecking order since `1791`, when they were debarred from covenanted civil and higher-grade military or marine services.
  • By the early nineteenth century, "the social distance" between the people and the ruling race became an easily discernible reality in Calcutta's urban life.
How did Macaulay's brown-sahib optimism collapse after `1857`, and what sealed authoritarian order?More Brown than Sahib; Childhood/Effeminacy; Imperial Assemblage `1877`; Ilbert Bill `1883`:
  • During the first half of the nineteenth century, along with racial arrogance, there was also a liberal optimism, as expressed in Lord Macaulay's ambition to transform the indolent Indian into a brown sahib, European in taste and intellect—but not quite a European; he would be "more brown than sahib".
  • It was this optimism that was shattered by the rude shock of `1857`.
  • From the very beginning in colonial discourses Indian subjecthood was likened to childhood and effeminacy that required tutoring and protection; but now it was also equated with primitivism, which justified imperialism on the arrogant assumption of the superiority of culture.
  • The Imperial Assemblage of `1877`, which resolved the ambiguity of sovereignty by proclaiming Queen Victoria the Empress of India, manifested in unmistakable terms what Bernard Cohn has called the "British construction of their authority over India".
  • It established a new social order where everyone, from people to princes, were situated in a hierarchy, and the viceroy became the central locus of power.
  • The Ilbert Bill controversy in `1883` marked the ultimate victory of the authoritarian trends and racial arrogance of the colonisers.
  • The bill—proposed by a liberal viceroy, Lord Ripon, intending to give jurisdiction to Indian judges over Europeans—had to be toned down under pressure from non-official Englishmen as well as the bureaucracy.
  • It was this authoritarian imperial order that Indian nationalism had to confront in the early twentieth century.
10. Parliament and the Empire — Context Before Constitutional Acts
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What was P.J. Marshall's view on policy initiation and the Company–state relationship?Sub-imperialism; Delegated Sovereignty; Charter Renewal; Patronage:
  • P.J. Marshall: new policies were hardly ever initiated from London.
  • But although the "sub-imperialism" of the Company's men on the spot had been an important motivating factor behind much of the territorial conquests in India, the relationship between the state and the Company was much more complex than what was implied by that fact.
  • Not only the Company's existence depended on the renewal of the charter, but right from the seventeenth century, the Company's servants in India acted on the concept of "delegated sovereignty", and there were clear instructions on how to divide the booty between the Company and the royal troops, if the latter participated in any joint campaign.
  • The Company had to depend on the successive governments in London for various matters, and the latter was ever ready to provide it in exchange for hefty subscriptions to the state exchequer.
  • There were always a few MPs with East Indian interests and the ministers used the Company's resources for expanding the scope of their patronage.
  • The Company was also an important element in the city politics of London, about which the government was always keenly concerned.
  • The conflicts between the parties within the Company often got aligned with wider political configurations within the Parliament.
  • As the rumours about the growing riches of the Company began to spread, there was even greater eagerness on the part of the government to have a share of it.
Why did parliamentary control intensify after Plassey, and how were abuses initially attacked?Corruption; Nabobs; Burke `1772`; Trials of Clive, Hastings, Wellesley:
  • The need to impose greater parliamentary control over the Company's affairs increased during the decades after Plassey because of a growing concern about mis-government of the Indian affairs by the corrupt servants of the Company.
  • Much of this "corruption" was the result of these officials being caught in the complex exchange nexus of trade and governance in eighteenth-century India.
  • Exchange of gifts and pleasantries for political favour and trading concessions were accepted norms of the uneven power relationships between the political elites and the traders.
  • But what was natural in the northern Indian political milieu was anathema to the Western moral discourse of imperial rule.
  • The debate grew bitter, as the English gentry became jealous of the East Indian "Nabobs" indulging in conspicuous consumption to force their way into English society.
  • As the Company's empire in India expanded, the British government also felt that it could no longer be allowed to remain outside the ambit of the state.
  • In `1772`, Edmund Burke claimed that it was "the province and duty of Parliament to superintend the affairs of this Company".
  • Governors General in India, like Clive or Hastings, also desired to forge some kind of formal constitutional relationship with the Crown, which would buttress their power and legitimise their authority.
  • There was of course no political will yet to impose any direct control over the Company affairs in India, except in matters of defence and internal order; establishment of sovereignty was still being considered too drastic a measure.
  • The existing abuses were therefore to be corrected by attacking the Company's servants, but not the Company itself.
  • Lord Clive in `1773`, and Warren Hastings in `1786`, were tried unsuccessfully for misconduct and, later in `1806`, Lord Wellesley had to go through the same ordeal.
What early government interventions and constitutional problems preceded the Regulating Act?£400,000 Annual Payment; Select Committee `1772`; Three Constitutional Problems; Adam Smith; Free Enterprisers:
  • There had been government interventions in the Company's affairs in `1763` and `1764`, paving the way for a parliamentary intervention in `1766`, over the rights of the state to the revenues of the territories conquered with the help of the royal army.
  • The result was the Company agreeing to pay £400,000 to the government annually.
  • Thus, right from the beginning, the British state participated in and profited from the empire; it is difficult to argue that it was acquired "in a fit of absence of mind".
  • One could, however, say that the empire was acquired "without the national cognizance", by a "small number of Englishmen who had not the least illusion about what they were doing".
  • A Select Committee of the Parliament was, however, appointed in April `1772` to inquire into the state of affairs in India.
  • There were some important constitutional problems to be resolved:
    1. How the relationship between the British government and the Company with its possessions in India was to be defined;
    2. How would the Company's authorities in Britain exert control over its servants in India;
    3. How a single centre of power could be devised for the far-flung possessions in India.
  • The immediate occasion for such considerations was provided by the Company's application for a loan, which raised suspicion about mismanagement of resources in India.
  • The stories about the rich resources of Bengal and the fabulous wealth brought home by the Company officials did not go well with the fact that the Company was facing a financial crisis.
  • There were, therefore, concerns about the lowering of moral standards, which might also bring in corruption in British politics.
  • Adam Smith, and his book An Inquiry into the Nature and Causes of the Wealth of Nations, brought in a new school of economic thinking that condemned companies enjoying exclusive monopolies.
  • Free enterprisers were striving to have a share of the profits of the India trade and wanted to put an end to the monopoly rights of the Company.
  • The Parliament, however, decided on a compromise; some sort of control over Indian affairs was established, but the Company was allowed to continue its monopoly of Eastern trade and the Directors of the Company were given control of the Indian administration.
11. Regulating Act of 1773 & Amending Act of 1781
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What did the Regulating Act of `1773` establish regarding parliamentary control and centralisation?Parliamentary Right; Court of Directors Submissions; GG of Bengal; Council of Four; Supreme Court:
  • The next important step to control the Company's administration in India came in the shape of the Regulating Act of `1773`, which formally recognised parliamentary right to control Indian affairs.
  • The Court of Directors of the Company would henceforth be obliged to submit all communications received from Bengal about civil, military and revenue matters in India to the British government.
  • Apart from that, territories in India were also subjected to some degree of centralised control.
  • The status of governor of Bengal was raised to that of governor general, to be assisted by a council of four members.
  • They were given the power to superintend and control the presidencies of Madras and Bombay in matters of waging war or making peace with the Indian states, except in emergency situations.
  • The governor general and his council were under the control of the Court of Directors, whom they were supposed to send dispatches regularly.
  • A Supreme Court was established in Calcutta, while the legislative powers were vested in the governor general and the council.
What were the limitations and failures of the Regulating Act of `1773`?Ineffective Supervision; Council Disunity; Vague Jurisdiction; Sovereignty Undefined:
  • The act was by no means satisfactory, as it failed to streamline Indian administration, while the supervision of the British government remained ineffective due to problems of communication.
  • The administration in India was hampered by the disunity in the council and disharmony between the council and the governor general.
  • The provincial governors took advantage of the wide manoeuvring space they had been offered by the vague wordings of the act and the ambiguities in the jurisdiction of the Supreme Court and the council created serious conflicts between competing authorities.
  • All these obscurities and indeterminate character of the act, it seemed, arose from Parliament's inability to define properly the issue of sovereignty in India.
What did the Amending Act of `1781` achieve?Supreme Court Jurisdiction Only:
  • An Amending Act of `1781` defined more precisely the jurisdiction of the Supreme Court, but did not address the other anomalies.
12. Pitt's India Act of 1784 & Amending Act of 1786
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What compromise structure did Pitt's India Act of `1784` create?Board of Control; Dual Masters; Hierarchy of Command:
  • A corrective came in the shape of Pitt's India Act of `1784`. But it too was a compromise.
  • The Company's territorial possessions were not touched; only its public affairs and its administration in India were brought under more direct government control.
  • A Board of Control consisting of six members was constituted and would include one of the secretaries of state, the chancellor of the exchequer and four privy councillors.
  • It would "superintend, direct and control all acts, operations and concerns" related to "the civil or military government or revenues of the British territorial possessions in the East Indies".
  • The orders of the board became binding on the Court of Directors, which was required to send all its letters and dispatches to the board for its perusal.
  • The Court of Directors retained its control over commerce and patronage, but only with the approval of the Crown could it appoint its principal servants in India, such as the governor general, governors and the commander-in-chief.
  • The government of India was placed under the governor general and a council of three, thus giving greater power to the former.
  • The presidencies of Madras and Bombay were subordinated to the governor general, whose power over them was now enlarged and more clearly defined.
  • The governor general in council in his turn was subordinated to the Court of Directors and the Board of Control.
  • Thus a clear hierarchy of command and more direct parliamentary control over Indian administration was established.
What defects remained after Pitt's India Act `1784`?Two Masters; Virtual Autonomy of Man on Spot; Factious Council; Army Power Curbed:
  • The arrangement still had too many defects.
  • The first and foremost was the provision of two masters for the governor general—the Court of Directors and the Board of Control—which gave virtual autonomy to the man on the spot.
  • The governor general could easily play his two masters one against another and act at his own discretion.
  • But on the other hand, a factious council and the inability of the governor general to override its decisions could often make him ineffective, particularly as his right to use the army had been curbed.
How did the Amending Act of `1786` correct anomalies and entrench authoritarianism till `1858`?Override Council; Combine GG & C-in-C; Authoritarian Instrument till `1858`:
  • An Amending Act of `1786` corrected these anomalies.
  • It gave the governor general right to override his council in extraordinary situations and authorised the Court of Directors to combine the two offices of governor general and commander-in-chief.
  • It resulted in Warren Hastings for the first time enjoying the two positions simultaneously. (Source wording; office combination is the structural point retained.)
  • An effective and authoritarian instrument of control was thus put in place, which continued till `1858` with only little modifications.
13. Charter Act of 1793
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What did the Charter Act of `1793` provide regarding charter renewal and GG's powers?Twenty-Year Renewal; Extended GG Power; Code of Regulations; Civil Law Concept:
  • The Charter Act of `1793` renewed the charter of the Company for twenty years, giving it possession of all territories in India during that period.
  • In Indian administration, the governor general's power over the council was extended and the Governors of Bombay and Madras were brought more decisively under his control.
  • A regular code of all regulations that could be enacted for the internal government of the British territories in Bengal was framed.
  • The regulation applied to all rights, person and property of the Indian people and it bound the courts to regulate their decisions by the rules and directives contained therein.
  • All laws were to be printed with translations in Indian languages, so that people could know of their rights, privileges and immunities.
  • The act thus introduced in India the concept of a civil law, enacted by a secular human agency and applied universally.
What Wilberforce clauses were dropped in `1793`, and what pressures built before `1813`?Moral Uplift & Missionaries Dropped; Committee `1808`–`1812`; Free Traders; Grant on Court of Directors:
  • William Wilberforce had wanted to include two more clauses into the act:
    1. One would declare that the purpose of British rule in India would be to work towards the moral and spiritual uplift of the Indians; and
    2. would allow entry of appropriate persons, such as teachers and missionaries, into India to achieve that imperial goal.
  • Both the clauses were, however, dropped, but only till the next renewal of the charter.
  • In `1808` the House of Commons appointed a committee of investigation, which submitted its report in `1812`.
  • The free traders in the meanwhile had become dominant in British politics and were demanding free access to India.
  • This would bring, they argued, capital and skills, and with the establishment of industries and introduction of new agricultural techniques, it would result in development and improvement for India.
  • The Benthamite reformists and the Evangelicals too tried to influence British politics and British policies in India and they gained a decisive voice when the Evangelist Charles Grant was elected to the Court of Directors.
14. Charter Act of 1813
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What major changes did the Charter Act of `1813` introduce?Crown Sovereignty; End of India Trade Monopoly; Missionaries Licensed; Westernisation Benchmark:
  • The Charter Act of `1813` incorporated in a significant way all these aspirations for change in Britain's India policy.
  • It renewed the Company's charter for twenty years, and during that period it was allowed to have its territorial possessions.
  • But at the same time the act asserted the "undoubted sovereignty of the Crown of the United Kingdom" over the Indian territories.
  • The Company was also deprived of its monopoly of trade with India, although its monopoly of China trade was left untouched for another twenty years.
  • And in addition to that, Christian missionaries were henceforth to be allowed to enter India, subject only to obtaining a licence either from the Court of Directors or the Board of Control.
  • The Charter Act of `1813` was thus an important benchmark in the push towards westernisation of India.
15. Charter Act of 1833
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What political context produced the landmark Charter Act of `1833`?Agitation for Abolition; Reform Act `1832`; Parliamentary Inquiry:
  • When the charter was again due for renewal in `1833`, there was a fresh and more widespread agitation in Britain for the abolition of the Company and a direct takeover of the Indian administration by the government.
  • The political atmosphere in Britain at that time was also fully charged with enthusiasm for reform, as the Reform Act of `1832` had just been passed.
  • A parliamentary inquiry was held, and the Act of `1833`, which followed from its recommendations, became a landmark in the constitutional history of India.
What commercial, political and legislative changes did the Charter Act of `1833` enact?End of China Monopoly; Political Functions Only; GG of India; Law Member Macaulay; Law Commission; Services Opened:
  • The Company's monopoly of tea trade with China was now abolished and henceforth it was meant only to have political functions, and here too the Indian possessions of the Company were to be held in trust for the British Crown.
  • The President of the Board of Control now became the Minister for Indian Affairs, while the board was empowered to superintend all administrative affairs in India.
  • The Governor General of Bengal became the Governor General of India, who would, in consultation with his council, control all civil, military and revenue matters in the whole of India.
  • With the extension of territories and influx of British settlers into India, there was need for uniform laws.
  • The governor general in council was, therefore, empowered to legislate for the whole of British territories in India and these laws were to be applicable to all persons, British or Indian.
  • A law member was added to the council (Lord Macaulay) and a law commission was instituted for codification of laws.
  • The Company's services in India were thrown open to the natives; but there was no provision for their being nominated to the covenanted services.
16. Charter Act of 1853 & Background to the Act of 1858
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What did the Charter Act of `1853` change regarding tenure, legislation and ICS recruitment?No Twenty-Year Renewal; Trust until Parliament Otherwise Provides; Legislative Members; Open Competition ICS:
  • Although in India during all these years demands were being raised for the abolition of the Company rule, the British government was not yet so sure about such a measure.
  • The charter of `1833` was renewed in `1853`, but this time not for another twenty years.
  • The Company was allowed to retain the Indian possessions "in trust for Her Majesty, her heirs and successors until Parliament shall otherwise provide", thus keeping the door ajar for a future takeover.
  • The act also provided for the separation of the executive and legislative functions of the governor general's council by adding new members for legislative purposes.
  • And the Company's control over appointments was curtailed by the introduction of competition for the recruitment of the Indian Civil Service.
  • Already deprived of its commercial privileges, the Company hereafter hardly ever controlled policies in India.
What background factors enabled the formal abolition of Company rule in `1858`?Revolt of `1857`; Popular Support; English Traders' Complaints; Pressure for Crown Rule:
  • Since the act did not give it the right to govern for the next twenty years, the House of Commons with greater ease could formally abolish Company administration in India in `1858`.
  • The immediate occasion for this final stroke was of course provided by the revolt of `1857`.
  • The revolt made the English people more aware of the Indian situation and generated popular support for the perpetuation as well as reorganisation of British rule there.
  • Since `1833`, many English traders and settlers had also developed a vested interest in India and their persistent complaint was that the Company had been neglecting their interests.
  • In other words, both at home and in India there had been now considerable pressure for the abolition of the Company Raj and the establishment of Crown rule.
17. Government of India Act of 1858
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What administrative structure did the Government of India Act of `1858` create?Secretary of State; Council of India (15); Viceroy; Single Line of Control; ICS Continuity:
  • However, in terms of the administrative structure, the Government of India Act of `1858`, which followed the pacification of the revolt, meant more continuation than change.
  • It replaced the President of the Board of Control with a Secretary of State for India, who became "in subordination to the cabinet, the fountain of authority as well as the director of policy in India".
  • He was to be advised by a Council of India, consisting of fifteen members, seven of whom were to be selected from the now superseded Court of Directors.
  • The Governor General of India, who would henceforth be known as the Viceroy, would retain all his powers.
  • But instead of a dual control, he would be answerable only to the secretary of state.
  • Continuity was also maintained in the structure of the civil service, and the same recruitment examination introduced in `1853` was carried on.
What ideological meaning did the shift from Company to Crown rule carry?Symbolic Endorsement of Permanence; Caution & Conservatism; Limited Raj; Natural Leaders Restored:
  • India thus passed from Company rule to Crown rule, which meant ironically the rejection of a liberal promise of reforming India in order to prepare her for self-government.
  • It meant, in other words, a "symbolic endorsement of British permanence in India".
  • The liberal zeal for reform and change had by this time died down and in the aftermath of revolt one could discern in every aspect of British policy in India what Thomas Metcalf has called a "new attitude of caution and conservatism".
  • There was now an assertion of the racial superiority of the ruling race, which carefully distanced itself from the subject society in order to formalise a more authoritarian regime.
  • Indians were held to be 'tradition bound' and therefore beyond reform to live up to the high moral standards of the West.
  • And trust was reposed in their 'natural leaders', the landed gentry and the aristocrats, who were restored to prominence, in the hope of securing their loyalty.
  • The situation, which Anand Yang has described as the "Limited Raj" where the colonial regime depended on local power elites like zamindars for the administration of the interior, was indeed contributing to the foundation of a more authoritarian Raj.